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9 Oct 2009, 10:00 am
Recently, the Securities and Exchange Commission (SEC) filed a federal lawsuit against Morgan Keegan & Company, Inc., alleging widespread sales practices violations in connection with its underwriting, marketing and sale of auction rate securities ("ARS"). [read post]
21 Jun 2012, 11:01 am
The Association of Corporate Counsel has named a Canadian company among its Value Champions.RBC Capital Markets, along with Morgan Lewis & Bockius LLP, was chosen for tailoring its fee structures while cutting employment law spending by 35 per cent.New this year, the Value Champions program is a component of the ACC Value Challenge, a tool to encourage law departments to “use management practices to enhance the value of legal service spending. [read post]
12 May 2021, 12:59 pm by The White Law Group
  According to an article in CityWire in December 2020, Viyella is fighting allegations he misled a Panamanian real estate company over a $1m investment in a luxury Florida hotel where he allegedly had a personal stake. [read post]
4 Jan 2023, 6:09 am by Unknown
“Section 806 was not intended to cure all the ills of the securities markets; it addresses only retaliatory conduct by certain regulated companies against certain employees who engage in enumerated protected activities …Not all companies are covered, and not all employees are protected. [read post]
17 Mar 2016, 5:28 pm by INFORRM
 As Alastair Morgan described it at a meeting of various justice campaigns in the House of Lords: “When the police investigator took over my brother’s company with the prime suspect you’d think the British press would be scratching their heads and saying: ‘Hey, what’s going on here? [read post]
18 May 2015, 7:49 am by Shasha Zou
On May 8, 2015, the Federal Home Loan Bank of Boston filed a stipulation of voluntary dismissal with prejudice of claims it levied against JP Morgan Chase & Co., the Bear Stearns Companies Inc., EMC Mortgage Corporation and other entities. [read post]
26 Oct 2011, 4:29 am by Gregory Dell
An employee at KeyCorp, Morgan was a vested participant in the company's group long term disability plan and "meets the criteria for payment of benefits under said Plan. [read post]
18 Mar 2015, 2:21 pm
From the Desk of Jim Eccleston at Eccleston Law LLC:A former advisor and his sales assistant have been sued by Morgan Stanley for allegedly altering client records before they transferred customer accounts to Ameriprise Financial.John McCallion and Tricia Macaluso altered telephone numbers in the company’s computer system in order to hinder his clientele before leaving Ameriprise. [read post]
13 Apr 2022, 1:22 pm by Joe Wojciechowski
Our attorneys are currently investigating claims by investors against Morgan Stanley involving fired Morgan Stanley broker Robert David, Jr., of Farmington Hills, Michigan. [read post]
30 Mar 2012, 3:48 pm
There was also the huge loss sustained by Morgan Stanley in the settlement it reached with bond insurance company MBIA. [read post]
11 Apr 2009, 9:45 am
Based in Tennessee, the investment company has sold $2 billion in municipal bond derivates to 38 cities and counties since 2001. [read post]
14 May 2012, 7:57 am by Lovechilde
" Matt Taibbi explains why we should care "if some idiot trader (who apparently has been making $100 million a year at Chase, a company that has been the recipient of at least $390 billion in emergency Fed loans) loses $2 billion for Jamie Dimon. [read post]
13 Jun 2012, 11:06 am by Jenna Greene
But Dimon was far more worried about how the massive rule — the draft version is 300 pages long — will affect market making activity (A "market maker" is a company that stands ready to buy and sell stocks listed on an exchange). [read post]