Search for: "Matter of Trader"
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16 Jan 2019, 3:00 am
The SEC charged the hacker and other traders for that conduct in 2015. [read post]
15 Jun 2011, 5:00 am
With all of the pro-plaintiff decisions being handed down lately by the Supreme Court, it was really just a matter of time before things returned to the status quo. [read post]
29 Aug 2012, 12:30 pm
In the case of OPT products, however, WTO law does not apply as the goods in question are not products of Israel – or of any other WTO member for that matter, as Palestine is not a WTO member – and are therefore not covered by WTO law. [read post]
16 Oct 2012, 9:30 pm
Automated traders can shift their positions at substantial volume in a matter of seconds. [read post]
1 Oct 2015, 4:34 am
Latour, without admitting or denying the findings, agreed to pay a $5 million civil penalty and more than $3 million for the disgorgement of gross trading profits, rebates paid by the exchanges, and prejudgment interest (In the Matter of Latour Trading LLC, Release No. 34-76029, September 30, 2015).Non-compliant orders. [read post]
20 Dec 2012, 12:35 am
(The third individual is Thomas Hayes, the former UBS and Citi trader named as one of the defendants in the DoJ’s criminal complaint mentioned above.) [read post]
5 Mar 2014, 11:25 am
Possible business formations is a matter regulated under Bulgarian Commercial Act. [read post]
5 Mar 2014, 11:25 am
Possible business formations is a matter regulated under Bulgarian Commercial Act. [read post]
29 Apr 2019, 9:03 pm
Tedros Adhanom Ghebreyesus said the health of all people, no matter where they live and what they eat, must be protected equally. [read post]
5 Mar 2014, 11:25 am
Possible business formations is a matter regulated under Bulgarian Commercial Act. [read post]
5 Sep 2019, 6:36 am
The Court of Appeal was unsure, so it referred the matter to the CJEU for guidance. [read post]
14 Jul 2021, 6:18 am
Lead counsel had personally represented ICE in prior matters. [read post]
15 Nov 2013, 5:24 pm
The trader had a consulting agreement with a former high-level employee of a public company. [read post]
2 Oct 2012, 1:09 am
It would no longer be necessary for a trader to become a member of an exchange to be able to operate as a trader/broker. [read post]
22 Jun 2010, 8:27 am
The European Commission on Wednesday proposed that each European Union government assess a special tax on banks to create a fund dedicated to ensuring the "orderly failure" of troubled banks.And, no matter where there’s a budget problem, a common solution has emerged: tax the rich. [read post]
22 Jun 2009, 10:18 am
Risk managers know to put extra focus on traders who are struggling and, for that matter, on traders who seem to have an eerily hot hand. [read post]
31 Mar 2017, 3:00 am
A former Wall Street bond trader, Travis now has a thriving student loan consulting business called Student Loan Planner. [read post]
31 Mar 2017, 3:00 am
A former Wall Street bond trader, Travis now has a thriving student loan consulting business called Student Loan Planner. [read post]
1 Mar 2013, 11:56 am
Well Advantage Limited, Certain Unknown Traders in the Securities of Nexen, Inc. [read post]
8 Jan 2020, 6:39 am
The first such principle is that the attorney client privilege belongs to the client and, generally speaking, only the client can waive the privilege (see generally Manufacturers and Traders Tr. [read post]
