Search for: "Morgan Asset Management"
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17 Jun 2008, 2:38 pm
., UBS AG, Intesa Sanpaolo SpA's asset-management unit's Nextra, Morgan Stanley and Deutsche Bank AG.In February 25, 2007, we had blogged that Deloitte had agreed to settle, but looks like as Parmalat's auditors, the Big Four firm Deloitte remains embroiled in this saga, many years after its involvement in the company's audit. [read post]
10 Jun 2019, 4:34 pm
Morgan v Times Newspapers Ltd, heard 13 May 2019 (Soole J). [read post]
29 Oct 2007, 8:09 am
Financial institutions have since sought and received from FERC waivers to allow them or their affiliates to acquire these securities in amounts exceeding $10 million without advance FERC approval, provided the acquisition is in their ordinary course of their business, which includes taking security for a loan, in connection with their asset management business, or as part of their routine activities as a broker, dealer, and trader. [read post]
8 Mar 2012, 2:00 pm
THE COUNCIL OF URBAN PROFESSIONALS along with CUP's GALA HONORARY CHAIRS & COMMITTEE Graciously Invite You to Attend Our 5TH ANNIVERSARY LEADERSHIP GALA An Evening of Recognition & Celebration THURSDAY, APRIL 5, 2012 6:00 PM COCKTAILS 7:30 PM DINNER & AWARDS ESPACE 635 West 42nd Street (Between 11th & 12th Avenues) _____________________________________________________________________________ GALA HONORARY CHAIRS … [read post]
9 Nov 2010, 4:00 am
It helps them search for and select money managers, allocate assets, review performance, and design investment policies. [read post]
11 Sep 2012, 6:23 pm
He has consented to pay $421,702 in civil penalties and disgorgement over allegations that he made unsuitable investment recommendations related to hedge funds that he recommended and managed through Sky Bell Asset Management Inc. between at least 2005 and September 2007. [read post]
12 Jan 2017, 7:34 am
Sheri Dillon, a tax attorney with the law firm of Philadelphia-based Morgan Lewis, took to the stage to talk about the strategy to disengage Trump from his businesses. [read post]
23 Apr 2020, 6:01 am
A typical one is sold to retail investors via an independent financial adviser or large wealth management firm. [read post]
23 Apr 2020, 6:01 am
A typical one is sold to retail investors via an independent financial adviser or large wealth management firm. [read post]
31 Aug 2012, 3:47 pm
As of May, says the Commission, the company had assets under $500K and owed investors over $6.2M. [read post]
3 Mar 2010, 12:43 am
JP Morgan Chase & Co. [read post]
27 Jan 2024, 9:04 pm
Department of the Treasury and held various leadership positions at the Vanguard Group, PIMCO, JP Morgan Chase, BlackRock, and Tudor Investments. [read post]
4 Jan 2011, 7:32 am
$2,015,000 $204,150 Provident Asset Management $50,000 - QA3 Financial Corp [read post]
29 Jun 2010, 1:47 pm
A court-appointed receiver was then put in charge of the Provident assets. [read post]
11 Jan 2007, 3:25 pm
Bok, Co-President of Greenhill, was formerly a Managing Director in the M&A and restructuring department of Morgan Stanley in New York and London. [read post]
13 Sep 2013, 7:02 am
Van Natta was the president and manager of the Seymour-based Van Natta Asset Management LLC, along with a variety of related companies. [read post]
4 Jan 2017, 3:55 pm
California-registered investment advisers (“CA RIAs”) that manage pooled investment vehicles and are deemed to have custody of client assets must, among other things, (i) provide notice of such custody on the Form ADV; (ii) maintain client assets with a qualified custodian; (iii) engage an independent party to act in the best interest of investors to review fees, expenses, and withdrawals; and (iv) retain an independent certified public accountant to… [read post]
6 Oct 2008, 12:31 pm
Morgan had demanded five days earlier, which had yet to be paid. [read post]
19 Nov 2008, 12:27 am
Assets, The Wall Street Journal, December 11, 2006, [online.wsj.com] [read post]
12 May 2023, 9:17 am
Joint book-running managers for the offering included Keefe, Bruyette & Woods, Wells Fargo Securities, Morgan Stanley, UBS Investment Bank, and Goldman Sachs, with Deutsche Bank Securities as lead manager, and Compass Point, Ladenburg Thalmann, KeyBanc Capital Markets, Oppenheimer, and Piper Sandler also as co-managers for the offering. [read post]
