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16 May 2011, 7:17 am
AP It looks like DOJ lawyers got in the way of Nasdaq’s proposed $11 billion takeover of the New York Stock Exchange. [read post]
26 May 2012, 8:38 am
Apparently NASDAQ is as good at promotional videos as it is with orchestrating a major IPO: “Come to New York, we all have breakfast meetings at Balthazar (or Peels)! [read post]
11 May 2011, 10:31 am
You can be immediately delisted if you refer to yourself as listed on Nasdaq or as a Nasdaq listed company. [read post]
17 Jan 2013, 4:20 am
Done Deal: SEC Approves "Compensation Committees & Advisors" Listing Standards Yesterday, the SEC finalized the NYSE & Nasdaq listing standards related to compensation committees and their advisors (here's the NYSE order & Nasdaq order). [read post]
1 May 2023, 10:00 pm
In accordance with the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank), new rules directing national securities exchanges, including the New York Stock Exchange (NYSE) and Nasdaq Stock Market (Nasdaq), to adopt listing standards for compensation recovery (clawback) policies were announced on October 26, 2022 by the US Securities and Exchange Commission (SEC). [read post]
15 Dec 2006, 8:59 am
E-Trade, an online stock-trading firm, went public on Nasdaq in 1996. [read post]
14 Feb 2012, 6:47 pm
Trading systems at both companies were unaffected, according to Nasdaq’s Joseph Christinat and Stacie Fleming of Bats. [read post]
1 May 2023, 10:00 pm
In accordance with the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank), new rules directing national securities exchanges, including the New York Stock Exchange (NYSE) and Nasdaq Stock Market (Nasdaq), to adopt listing standards for compensation recovery (clawback) policies were announced on October 26, 2022 by the US Securities and Exchange Commission (SEC). [read post]
30 Aug 2021, 8:00 am
The Securities and Exchange Commission recently approved new Nasdaq rules requiring companies that list shares on its exchange to meet certain race and gender standards. [read post]
1 May 2023, 10:00 pm
In accordance with the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank), new rules directing national securities exchanges, including the New York Stock Exchange (NYSE) and Nasdaq Stock Market (Nasdaq), to adopt listing standards for compensation recovery (clawback) policies were announced on October 26, 2022 by the US Securities and Exchange Commission (SEC). [read post]
1 May 2023, 10:00 pm
In accordance with the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank), new rules directing national securities exchanges, including the New York Stock Exchange (NYSE) and Nasdaq Stock Market (Nasdaq), to adopt listing standards for compensation recovery (clawback) policies were announced on October 26, 2022 by the US Securities and Exchange Commission (SEC). [read post]
1 May 2023, 10:00 pm
In accordance with the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank), new rules directing national securities exchanges, including the New York Stock Exchange (NYSE) and Nasdaq Stock Market (Nasdaq), to adopt listing standards for compensation recovery (clawback) policies were announced on October 26, 2022 by the US Securities and Exchange Commission (SEC). [read post]
2 May 2015, 11:58 am
"Our Shareholder.com inadvertently made an early version of Twitter's earnings release publicly accessible," Nasdaq spokesman Joe Christina said. [read post]
27 May 2011, 6:05 am
SEC Charges Former NASDAQ Managing Director with Insider Trading; 2011-117; May 26, 2011 The SEC charged a former managing director of The NASDAQ Stock Market with insider trading on confidential information that he stole while working in a market intelligence unit that communicates with companies in advance of market-moving public announcements. [read post]
6 Aug 2008, 3:21 pm
This earnings season, Nasdaq, led by chief executive Robert Greifeld, seems to have come out on top. [read post]
6 Jun 2023, 1:24 pm
(“FTA”) announced today the approval of the liquidation of First Trust BICK Index Fund (Nasdaq: BICK), a series of First Trust Exchange-Traded Fund II, Developed International Equity Select ETF (Nasdaq: RNDM), a series of First Trust Exchange-Traded Fund VI and EquityCompass Risk Manager ETF (NYSE Arca: ERM, a series [...] [read post]
3 Jun 2023, 4:21 am
(NASDAQ: BPTH). [read post]
1 May 2023, 10:00 pm
In accordance with the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank), new rules directing national securities exchanges, including the New York Stock Exchange (NYSE) and Nasdaq Stock Market (Nasdaq), to adopt listing standards for compensation recovery (clawback) policies were announced on October 26, 2022 by the US Securities and Exchange Commission (SEC). [read post]
5 Dec 2013, 3:41 am
In a New York Times DealBook column, Andrew Ross Sorkin explores an interesting idea put forward by Lindsay Beck: is there a way to harness financial instruments to dramatically increasing funding resources for nonprofits. [read post]
3 Oct 2012, 10:32 am
In general, NYSE-listed companies are impacted significantly less than Nasdaq-listed companies. [read post]
