Search for: "NATIONAL SECURITIES CORPORATION"
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13 Mar 2023, 4:17 am
National Securities Corporation (4 Cir Opinion) Litigation funder Burford sues Sysco over $140 mln antitrust investment (Reuters by Mike Scarcella) RIDING OFF INTO THE SUNSET / Alex Rosenberg says goodbye to Citywire RIA / Here’s what he’s learned about the RIA business over the past three years. ... [read post]
13 Dec 2021, 6:29 am
According to Monaco, this shift in enforcement policies reflects the confluence of three developments: the increasing national security dimension associated with corporate crime, the dramatically increased role that data analytics is playing in corporate criminal investigations, and criminals’ interaction with emerging companies in the technology and financial sectors in a way that exploits the investing public. [read post]
27 Nov 2021, 7:18 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/6191/securities-industry-commentator/SEC Obtains Final Judgment Against Kirk Sperry and Sperry and Sons Capital Investments, LLC in Offering Fraud (SEC Release)Former CEO Of Real Estate Private Equity Investment Firm Sentenced To 5 Years In Prison For $58 Million Securities Fraud (DOJ Release)Texas Man Sentenced to 12 Years in… [read post]
21 Nov 2018, 5:54 am
National Australia Bank. [read post]
13 Oct 2014, 10:11 am
” Lax & Neville LLP has nationally represented small broker-dealers, financial services professionals and securities industry companies in regulatory matters and securities-related and commercial litigation. [read post]
2 Jul 2019, 5:35 am
This spree of hacks has sparked speculation that hacking groups are using ransomware software originally developed by the National Security Agency (NSA). [read post]
14 May 2021, 11:16 am
Second, corporate insider threat programs are considered appropriate and sufficient. [read post]
13 Feb 2014, 12:31 am
The White House’s much-anticipated corporate cybersecurity framework has been released – and will certainly be of interest to many corporate counsel and their compliance and data security counterparts: Businesses that are involved in critical national infrastructure will be encouraged to beef up cybersecurity efforts under a framework released by the White House today. [read post]
14 Sep 2023, 7:50 am
State Capitol, Sacramento, CaliforniaAfter a hard-fought battle, the California Legislature passed the second of two nation-leading corporate climate accountability bills yesterday afternoon. [read post]
29 Feb 2016, 7:36 am
On February 25, the National Credit Union Administration Board (“NCUA”) accepted an offer of judgment tendered by UBS Securities LLC (“UBS”) in the amount of $33,014,285 plus prejudgment interest, which will be calculated by the court. [read post]
29 Jul 2021, 8:00 am
The Securities Law Blog is a service of SECLaw.com, and Mark Astarita, a national securities lawyer with the law firm of Sallah Astarita & Cox, LLC [read post]
25 Jun 2021, 10:20 am
The Securities Law Blog is a service of SECLaw.com, and Mark Astarita, a national securities lawyer with the law firm of Sallah Astarita & Cox, LLC [read post]
15 Jun 2021, 5:50 am
The Securities Law Blog is a service of SECLaw.com, and Mark Astarita, a national securities lawyer with the law firm of Sallah Astarita & Cox, LLC [read post]
23 Mar 2019, 6:39 am
It has been a not infrequent occurrence over the past years that, after a company announces bad news or corporate mismanagement, securities class actions have been filed challenging general statements made by the company about its compliance with regulatory requirements or its own ethics policies and procedures. [read post]
17 Jan 2014, 1:34 pm
He counsels corporations, boards of directors, officers, individual directors and individual shareholders in a wide range of issues involving corporate governance and interpretation of the Delaware General Corporation Law and federal securities matters. [read post]
22 May 2015, 7:17 pm
The White Law Group is a national securities arbitration, securities fraud, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
30 Apr 2007, 8:35 pm
The Department of Homeland Security plans to use a private corporation chosen by the federal government to implement the REAL ID Act. [read post]
5 Aug 2023, 6:44 am
Barrett (@AuthorPMBarrett) The post Digest of Recent Articles on Just Security (July 29-August 4) first appeared on Just Security.The post Digest of Recent Articles on Just Security (July 29-August 4) appeared first on Just Security. [read post]
20 Mar 2023, 5:52 am
As the National Security Strategy does for national defense, the National Cybersecurity Strategy outlines a president’s priorities regarding cybersecurity issues. [read post]
3 Apr 2024, 10:04 am
The government argued that the CTA falls within Congress’s broad power to regulate commerce, oversee foreign affairs and national security, and impose taxes and related regulations. [read post]
