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4 Aug 2021, 9:24 am by anne
  Whistleblowers play a critical role in exposing such fraud, and by filing an action under the False Claims Act may be eligible to receive a share of the government’s recovery as a financial reward. [read post]
2 Aug 2021, 1:49 pm by Silver Law Group
Its predecessor was the National Association of Securities Dealers, Inc. [read post]
30 Jul 2021, 8:21 am by Editor Charlie
 Introduction The following Comments are respectfully submitted by the signatory organizations Songwriters Guild of America, Inc. [read post]
23 Jul 2021, 8:38 am by Kristian Soltes
The parliamentary joint committee on corporations and financial services will conduct hearings on Monday and Tuesday next week to examine the surging use of mobile phones to make payments. [read post]
19 Jul 2021, 5:55 am by Astarita
The Securities and Exchange Commission today filed a settled action against UBS Financial Services Inc. for compliance failures relating to sales of a volatility linked exchange-traded product (ETP). [read post]
14 Jul 2021, 2:23 pm by Kevin LaCroix
Momentus, Inc. is a Delaware corporation based in California seeking to develop commercially viable technology it could deploy to provide commercial space services. [read post]
13 Jul 2021, 5:54 am by Danielle Parker
 In December 2020, the SEC filed an action against Ripple Labs Inc. [read post]
9 Jul 2021, 10:11 am by Kristian Soltes
PayPal Zettle Comes to U.S., Enabling in-Person and Omnichannel Digital PaymentsVending Market Watch – July 9, 2021 PayPal Holdings Inc. is bringing PayPal Zettle to the U.S. [read post]
9 Jul 2021, 7:03 am by Monica Williamson
The Yakama Nation Public Defender-Legal Aid Services Program Washington Attorney, Toppenish, WA. [read post]
9 Jul 2021, 5:50 am
Arain, and Reanne Zheng, Jenner & Block LLP, on Wednesday, July 7, 2021 Tags: Basic, Class actions, Fraud-on-the-Market, Goldman Sachs, Reliance, SEC enforcement, Securities enforcement, Securities fraud, Securities litigation, Supreme Court CEO Succession Practices in the Russell 3000 and S&P 500 2021 Edition Posted by Matteo Tonello (The Conference Board, Inc.), Jason D. [read post]
17 Jun 2021, 11:55 am by Jeremy T. Rosenblum and Ronald K. Vaske
On June 15, CSBS filed an Unopposed Motion to Stay Litigation in which it referenced Acting Comptroller Hsu’s testimony to the House Financial Services Committee last month in which he indicated that the OCC is currently reviewing the OCC’s framework for chartering national banks. [read post]
14 Jun 2021, 9:59 am by Ajay Sarma, Christiana Wayne
Wednesday, June 16, 2021, at 2:00 p.m.: The House Financial Services Subcommittee on National Security, International Development and Monetary Policy will hold a hearing on how bad actors and foreign governments evade sanctions regimes. [read post]