Search for: "New York Department of Financial Services"
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16 Aug 2012, 3:32 pm
The New York State Department of Financial Services has announced that Standard Chartered Bank has agreed to pay a civil penalty of $340 million for alleged money laundering breaches. [read post]
22 Feb 2018, 8:38 am
As we reported here, March 1, 2018 brings a new transition date, with a new set of compliance obligations for Covered Entities subject to the Cybersecurity Regulation of the New York Department of Financial Services. [read post]
23 Jan 2023, 7:32 pm
“Today New York Department of Financial Services (“DFS”) Superintendent Adrienne A. [read post]
5 Jan 2024, 6:19 am
That statute expressly allows the commissioner of the New York City Department of Social Services (DSS) to sue to recover costs. [read post]
12 Sep 2020, 4:00 am
New York State Comptroller Thomas P. [read post]
12 Sep 2020, 4:00 am
New York State Comptroller Thomas P. [read post]
8 May 2024, 4:51 am
., P.C. 2024 NY Slip Op 02503 Decided on May 07, 2024Appellate Division, First Department reminds us that there are vast differences between the law in the First Department and the law in the Second Department, both of which are in the State of New York. [read post]
6 Jan 2021, 8:35 am
New York’s commercial financial law (NYCFL) states that it takes effect on the 180th day after becoming law, which is June 21, 2021. [read post]
5 Jan 2024, 6:00 am
The bill would also permit the state’s financial services department to propose and issue regulations for the industry, according to a slate of proposals from the Democratic governor’s office. [read post]
25 Nov 2017, 4:00 am
New York State Comptroller Thomas P. [read post]
25 Nov 2017, 4:00 am
New York State Comptroller Thomas P. [read post]
3 Sep 2020, 7:24 am
Given that trust, New York attorneys need to “keep abreast of the benefits and risks associated with technology” that they “use[] to provide services to clients or to store or transmit confidential information,” according to Comment [8] to New York Rule of Professional Conduct 1.1. [read post]
20 May 2013, 12:31 pm
DiNapoli New York State Comptroller Thomas P. [read post]
11 Jan 2022, 7:21 am
The New York Department of Financial Services has issued a letter announcing that it has concluded that the obligation of providers of commercial financing under the Commercial Finance Disclosure Law (CFDL) to provide consumer-like disclosures does not arise “until the Department issues final implementing regulations and those regulations take effect. [read post]
16 Jun 2008, 12:40 pm
""I firmly believe that an immediate review and timely action by the Treasury Department might spare the nation's taxpayers a series of expensive losses," Thompson wrote.The New York City Comptroller is the Chief Financial Officer of the City of New York. [read post]
1 Nov 2022, 4:00 am
DiNapoli announced the audits listed below for New York State Departments and Agencies, New York City Departments and Agencies, Municipalities and School Districts were issued during the month of October, 2022. [read post]
1 Nov 2022, 4:00 am
DiNapoli announced the audits listed below for New York State Departments and Agencies, New York City Departments and Agencies, Municipalities and School Districts were issued during the month of October, 2022. [read post]
13 Feb 2023, 3:30 am
Calling All Unreasonable Financial Professionals: a personal message from Bill Singer Esq (BrokeAndBroker.com Blog) Notice Regarding Paxos-Issued BUSD (Consumer Alert / New York State Department of Financial Services) DOJ RELEASES SEC RELEASES SEC Award Almost $3 Million Whistleblower Award to Claimant Order Determining Whistleblower Award Claim CFTC RELEASES FINRA RELEASES = =… [read post]
27 Jan 2021, 6:41 am
The bill further authorizes the Department of Financial Services to collect from insurers, including excess lines insurers, amounts necessary to cover such requests for financial relief and reimbursement. [read post]
7 Sep 2018, 6:39 am
" Plaintiff's spouse went to work for another financial services firm. [read post]
