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27 Mar 2022, 5:59 am by Kevin LaCroix
  The Lawsuit On March 24, 2022, a plaintiff shareholder filed a securities class action lawsuit in the Southern District of New York against Vantiv, its CEO, and its CFO. [read post]
25 Mar 2022, 4:00 am by Jim Sedor
Ethics Advocates Say Senate Staffers Could Be Breaking Rules on Stock Ownership NPR – Deirdre Walsh | Published: 3/21/2022 The Senate and the House are considering legislation that would ban members of Congress from trading individual stocks. [read post]
18 Mar 2022, 4:00 am by Jim Sedor
In another twist for the industry, a group of prominent firms banded together and went public on a stock exchange in London late last year. [read post]
15 Mar 2022, 2:10 pm by Mark Astarita
Call New York Securities Lawyers at 212-509-6544.Visit The Securities Law Home Page - news and tips from securities regulators and top securities attorneys [read post]
14 Mar 2022, 1:59 pm by Kevin LaCroix
Chubb Limited, the parent company of Chubb, is listed on the New York Stock Exchange (NYSE: CB) and is a component of the S&P 500 index. [read post]
10 Mar 2022, 8:20 pm by Sabrina I. Pacifici
He is the first academician to have rung the opening bells of both the New York Stock Exchange and the Nasdaq Stock Exchange. [read post]
10 Mar 2022, 1:02 am by The White Law Group
   According to filings with the SEC this week, FS Global Credit Opportunities Fund has announced plans to list its common stock on the New York Stock Exchange before the end of the third quarter of 2022. [read post]
7 Mar 2022, 10:44 am by China Law Blog
The conversion is subject to approval by the Chinese government and the local foreign exchange bank. [read post]
4 Mar 2022, 3:00 am by Jim Sedor
Congress is debating whether to ban members from trading individual stocks amid violations of current financial disclosure laws and potential conflicts-of-interest. [read post]
28 Feb 2022, 12:06 pm by Kevin LaCroix
  The Lawsuit In the following weeks, plaintiff shareholders filed a series of lawsuits in the Eastern District of New York against Chembio. [read post]
28 Feb 2022, 7:02 am by Abbe R. Gluck
Shakeel Kahn is alleged to have sold controlled substances in exchange for cash and even firearms in Arizona and Wyoming, sometimes without performing any exam and documenting the encounters with falsified notes. [read post]
22 Feb 2022, 2:06 pm by Kevin LaCroix
-based, the seven non-U.S. companies trade on U.S. stock exchanges as American Depository Receipts (ADRs). [read post]
21 Feb 2022, 6:59 am by Chris Castle
I wrote an extensive post on this subject for the New York Daily News that you may find interesting. [read post]
19 Feb 2022, 12:00 pm by Thomas James
The New York Stock Exchange has filed an application to register “NYSE” as a trademark for a marketplace for the trading of NFTs. [read post]
18 Feb 2022, 7:37 am by Raquel Leslie, Brian Liu
The layoffs occur as DiDi prepares to delist itself from the New York Stock Exchange (NYSE) and relist in Hong Kong. [read post]
17 Feb 2022, 11:33 am by Jon Brodkin
Enlarge / Tesla CEO Elon Musk speaks to members of the media while departing from federal court in New York on Thursday, April 4, 2019. [read post]
16 Feb 2022, 9:03 pm by Jillian Moss
Reporting on a quarterly basis, however, roots back to the Securities and Exchange Act of 1934, which mandated periodic disclosure for companies listed on an exchange, such as the New York Stock Exchange. [read post]
16 Feb 2022, 12:32 pm by Malecki Law Team
Malecki, Co-Chair of the New York State Bar Association’s Securities Arbitration Committee, to Moderate a Timely Discussion on the Future of Investor Arbitrations appeared first on New York Securities Fraud Lawyers Blog. [read post]