Search for: "Officer Oxley"
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10 Jul 2017, 7:09 am
According to the court, Ann Marie Reyher is an experienced CPA who was recruited in 2016 to work for defendant Grant Thornton, LLP as a managing director in its Philadelphia office. [read post]
1 Dec 2016, 7:38 am
Rowland's felony conviction precludes him for running for public office, but he is still able to assist with the political campaigns of others. [read post]
21 Dec 2015, 5:00 am
Office of Management and Budget to report on Dodd-Frank Act implementation costs. [read post]
3 Jun 2023, 5:00 am
Pitt started his career with the SEC’s Office of General Counsel straight out of law school in 1968 and he became the youngest General Counsel in the agency’s history after seven years. [read post]
29 Aug 2014, 7:00 am
In Becker, the Plaintiff, a former chief financial officer for Community Health Systems, Inc. [read post]
11 Mar 2014, 3:39 pm
Employees of private contractors and subcontractors who provide services to publicly traded companies including mutual funds are protected by the whistleblower provisions of Sarbanes-Oxley Act of 2002 ("Act"), the United States Supreme Court held in its decision dated March 4, 2014. [read post]
18 Apr 2012, 4:11 am
The two former officers had not been personally charged in connection with fraudulent financial statements; two other former officers were charged for that last year. [read post]
16 Oct 2015, 6:32 am
For instance, Sarbanes-Oxley (SOX) mandates that a company have a hotline. [read post]
4 Jan 2010, 10:34 am
The report was prepared by the Board's Office of Internal Oversight and Performance Assurance. [read post]
25 Aug 2011, 2:23 pm
I'm either the head of the office of the rats, or the rat finks, or rat bastards," McKessy said. [read post]
4 Apr 2007, 7:00 pm
Subsequently, the SEC established the Office of Global Security Risk, under then-SEC Chairman William H. [read post]
6 Jul 2015, 9:30 pm
Federal prosecutors sought charges under the Sarbanes-Oxley Act against the boat’s captain for throwing the bounty overboard. [read post]
14 Aug 2014, 3:09 am
It notes who was interviewed during the investigation (all of the SEC commissioners, 5 staffers of the Office of the Chair and 18 staffers of the Offices of the Commissioners) and much more. [read post]
24 Jul 2023, 10:00 pm
Read now » Related Content Whistleblower Protections under Dodd-Frank and Sarbanes-Oxley See how whistleblowing offices exist across government agencies to encourage compliance. [read post]
4 Nov 2014, 8:53 am
Oxley of Ohio, whose name is on the legislation at issue. [read post]
9 Apr 2012, 1:09 am
In reliance on Section 304 of the Sarbanes Oxley Act, the complaint also seeks to “clawback” bonus compensation that Nocella and McCann received. [read post]
22 Aug 2008, 12:37 pm
The fact that the Sarbanes-Oxley Act limited the SEC's authority by providing that Board members can only removed for cause did not elevate Board members to the status of principal officers of the US worthy of presidential appointment. [read post]
28 Jun 2010, 8:34 am
" (The law that sets up this new structure, the Public Company Accounting Oversight Board, is the Sarbanes-Oxley Act of 2002, which regulates the accounting industry.) [read post]
5 Sep 2006, 7:33 am
Sarbanes-Oxley provided, though, that the "Board shall not be an agency or establishment of the United States Government. [read post]
4 Nov 2009, 4:23 pm
It merely requires him to supervise inferior officers in traditional chain-of-command fashion, by supervising the principal officers to whom they report.Sarbanes-Oxley does not unconstitutionally restrict the President’s traditional chain-of-command authority. [read post]
