Search for: "Officer Oxley"
Results 401 - 420
of 1,090
Sort by Relevance
|
Sort by Date
8 Nov 2012, 7:16 am
McKessy spoke on a panel alongside Stephen Whitlock, the Director of the IRS Whistleblower Office, and Vincent Martinez, Director of the Commodity Futures Trading Commission (CFTC) Whistleblower Office. [read post]
11 Oct 2012, 6:26 am
- http://bit.ly/QNYmyd (Hemant Prasad) HBR Consulting Survey Shows Law Department Spending Is Up - http://bit.ly/QNXdXg (Monica Bay) HIPAA Compliance: $1.5M Fine After Provider’s Stolen Laptop Report Led to Full OCR Investigation – http://bit.ly/PSubCW (Linda Terner) Password Demand Laws – A Fallen Tree In An Empty Forest - http://bit.ly/R6JFpS (Michael Schmidt) Preemptive Strikes Against a Competitor’s Patent Application Preissuance… [read post]
4 Oct 2012, 8:48 am
OSHA is charged with enforcing the whistleblower provisions in 22 separate statutes, including the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, Sarbanes-Oxley Act (SOX), Affordable Care Act, and the Occupational Safety and Health (OSH) Act. [read post]
3 Oct 2012, 10:32 am
Nasdaq’s current definition of “independent director” remains in effect; however, Nasdaq has elected to overlay a separate independence requirement for members of compensation committees in line with the heightened independence standard for audit committees required by Sarbanes-Oxley. [read post]
17 Sep 2012, 1:30 am
Side A coverage only exists for the benefit of the directors and officers—it would never cover the entity. [read post]
17 Sep 2012, 1:30 am
Paul’s article was first printed in Westlaw Journal Corporate Officers & Directors Liability, a Thomson Reuters publication. [read post]
10 Sep 2012, 2:13 am
In addition, it alleges that former CEO Robert Pedersen and current CFO Brandon O’Brien signed "materially false and/or misleading" Sarbanes-Oxley certifications (paragraph 34 to 40). [read post]
7 Sep 2012, 2:36 pm
The Sarbanes-Oxley Act imposed strict rules for corporate governance, requiring chief executive officers and chief financial officers to certify under oath that their financial statements are accurate and that they have established an effective set of internal controls to insure that all relevant information reaches investors. [read post]
7 Sep 2012, 6:23 am
” The whole central office is thus portrayed as rushing about from meeting to meeting, crisis to crisis, individualized response to individualized response. [read post]
6 Sep 2012, 1:53 am
Every fall since I first started writing this blog, I have assembled a list of the current hot topics in the world of directors’ and officers’ liability. [read post]
24 Aug 2012, 3:27 pm
The conflict minerals disclosure is required to be filed on Form SD, which must be signed by an executive officer of the Registrant. [read post]
22 Aug 2012, 3:53 pm
The Chief of the SEC’s Whistleblower Office, Sean McKessy, said that the whistleblower program receives about eight tips per day. [read post]
21 Aug 2012, 11:32 am
In Sylvester, a case brought under the whistleblower protection provisions of the Sarbanes-Oxley Act of 2002 (“SOX”), the ARB stated that “Rule 12 motions challenging the sufficiency of the pleadings are highly disfavored by the SOX regulations and highly impractical under the [OALJ] rules. [read post]
21 Aug 2012, 7:32 am
In Sylvester, a case brought under the whistleblower protection provisions of the Sarbanes-Oxley Act of 2002 (“SOX”), the ARB stated that “Rule 12 motions challenging the sufficiency of the pleadings are highly disfavored by the SOX regulations and highly impractical under the [OALJ] rules. [read post]
15 Aug 2012, 2:00 am
In 2011, 13% of companies that comprise the Fortune 500 and S&P 500 had a new chief executive officer (“CEO”), the highest turnover since 2005, according to a study from executive search consultants Crist Kolder Associates. [read post]
15 Aug 2012, 2:00 am
In 2011, 13% of companies that comprise the Fortune 500 and S&P 500 had a new chief executive officer (“CEO”), the highest turnover since 2005, according to a study from executive search consultants Crist Kolder Associates. [read post]
9 Aug 2012, 1:53 pm
A 2011 report and recommendation from the Government Accountability Office found widespread support for anti-retaliatory protection in criminal antitrust cases, according to the bill's sponsors. [read post]
7 Aug 2012, 10:42 am
Worker Says He Caught Morgan Stanley in the Act, Courthouse News Service, August 3, 2012 Ex-Morgan Stanley Risk Officer Sues Bank Over Firing, Bloomberg, August 1, 2012 More Blog Posts: Dodd-Frank Whistleblower Protection Amendment Must Be Applied Retroactively, Said District Court, Stockbroker Fraud Blog, July 21, 2012 SEC’s Office of the Whistleblower In Early Phase of Evaluating Reward Claims, Institutional Investor Securities Blog, March 23, 2012 District Court… [read post]
6 Aug 2012, 10:32 am
Specifically, he asked if Treasury staff from the Office of Tax Policy and IRS staff from the Office of Chief Counsel responsible for writing the whistleblower regulations have met with the SEC to discuss the regulations, including those related to planners and initiators. [read post]
3 Aug 2012, 7:48 am
Grassley said: Chairman Leahy and I worked together ten years ago to establish whistleblower protections for private sector employees as part of the Sarbanes-Oxley reform effort. [read post]
