Search for: "Ontario Securities Commission"
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11 Oct 2011, 3:30 pm
Bennett was prohibited by the Ontario Securities Commission from acting as an officer or director of a public company for ten years, and ordered to pay an administrative monetary penalty (“AMP”) of $250,000. [read post]
30 Sep 2011, 11:36 am
Gowlings announced the winners of its 8th annual Biotech Essay Contest, and Kelley McKinnon, head of the firm’s securities litigation group, spoke on BNN about the Ontario Securities Commission’s decision to extend its cease trade order on Sino-Forest (see the interview here). [read post]
18 Aug 2011, 11:32 am
Greenspan, a partner with Greenspan Humphrey Lavine, was called by Groia to assist in the Felderhof case when the Ontario Securities Commission made an application to remove Ontario Superior Court Justice Peter Hryn from the trial. [read post]
25 Jan 2011, 8:30 am
The latter concern has recently surfaced in decisions by different securities commissions (Ontario and Alberta in the case of Neo Materials and Pulse Data, and British Columbia in the case of Lions Gate) that are difficult to reconcile. [read post]
30 Nov 2020, 4:00 am
The Ontario Securities Commission (OSC) Corporate Finance Branch has published its annual report (Report) which sets out the OSC’s expectations and interpretation of regulatory requirements with respect to capital raising and continuous disclosure matters. [read post]
20 Apr 2011, 2:14 am
Plaintiffs had filed a putative class action in Ontario Superior Court against Manulife and certain of its directors and officers seeking damages under the Ontario securities laws for alleged misrepresentations in the company’s public disclosures. [read post]
17 Dec 2019, 7:07 am
Additional Information and Where to Find It Pivotal has filed a Registration Statement on Form S-4, including a definitive proxy statement/prospectus, with the Securities and Exchange Commission (“SEC”) to be used in connection with its meeting of stockholders to approve the proposed transaction with KLD. [read post]
17 Feb 2016, 6:39 am
According to the Ontario Securities Commission, equity crowdfunding allows new or existing businesses to raise capital by selling “many small stakes, usually in the form of shares, to a large number of investors over the internet. [read post]
27 Jun 2017, 7:00 am
Two-part test: private placements an an improper defensive tactic The Ontario and British Columbia Securities Commissions (the Commissions) provided clarification in their decision concerning the attempted takeover bid by Hecla Mining Co. of Dolly Varden Silver Corp (Dolly Varden). [read post]
1 Jul 2021, 10:00 am
He did not suffer additional losses due a loss in commission income. [read post]
1 Jul 2021, 10:00 am
He did not suffer additional losses due a loss in commission income. [read post]
24 Sep 2010, 10:38 am
You should recall that, since limited partnership units are most likely considered “securities” under the Ontario Securities Act, you cannot trade in them or distribute them to investors without first registering with the Ontario Securities Commission and filing a prospectus. [read post]
29 Feb 2016, 10:13 am
Prior to her role at the Ministry of Defence, Anna was Professor of Law at the University of Western Ontario. [read post]
9 Jul 2015, 12:57 pm
She also served at the National Constitutional Commission, Commission for the Human Rights in Prisons and the Expert Commission for Georgia’s European Integration. [read post]
11 Feb 2020, 7:18 am
Many of the proposed amendments have been greeted positively by stakeholders and others (see, for example, the Law Society of Ontario’s positive response to changes to the Law Society Act in Schedule 14, and the Law Commission of Ontario’s (LCO) response to the proposed amendments to small estates, which relied on the LCO’s report on small estates). [read post]
23 Mar 2011, 6:26 am
The facts relevant to Black’s claim relating to publication in Ontario and the damage to Lord Black’s Ontario reputation formed a significant connection between the subject-matter of Black’s claims and Ontario. [read post]
18 Dec 2019, 5:39 pm
Other consequences for CannTrust and its board and management included: the CEO was terminated and the board chair resigned following media reports indicating they knew about non-compliance; the Ontario Securities Commission is investigating matters and parties related to CannTrust; and proposed class actions were filed alleging that CannTrust and certain of its officers and directors made misrepresentations that CannTrust was in compliance and failed to make timely… [read post]
5 Apr 2015, 6:46 pm
Law Commission concluded, The law does not prevent trustees from taking a long-term view when setting investment strategies. [read post]
2 Aug 2022, 7:26 am
Meanwhile, private sector whistleblowers have narrower protections, such as the Occupational Health and Safety Act (OHSA), which prohibits employers from disciplining an employee because the worker “sought enforcement” of the OHSA.[4] Other protections are industry specific, such as the Securities Act which prevents reprisal against anyone who provides information about an act that is contrary to Ontario securities law to the Ontario… [read post]
