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28 Mar 2011, 3:15 pm by John McFarland
Investment firm Harrington Investments, Inc., a firm specializing in socially responsible investing, announced that it is divesting its entire holding in Chesapeake Energy because of (1) 109 citations against Chesapeake by the Pennsylvanie Environmenta Protection Department for "environmental health and safety" violations, and (2) The poor record of Chesapeake in executive compensation. [read post]
25 Feb 2011, 1:32 pm by WIMS
 It comes just a week after the consulting firm Mercer issued a new study warning that climate change could increase investment portfolio risk by 10 percent over the next 20 years. [read post]
20 Dec 2010, 10:32 am by Kara OBrien
  Cases brought by the Securities and Exchange Commission in the past year involving hedge funds appear to rely on the same analysis of materiality and its relationship to the source of the nonpublic information. [read post]
21 Oct 2010, 6:53 am by Dennis Hursh
Source: National Association of Real Estate Investment Trusts, Inc. [read post]
20 Oct 2010, 8:07 am
The SEC also alleges that in 2004 Mannion and Reckles made misrepresentations in connection with a PIPE (private investment in public equity) offering which was conducted by Radyne ComStream Inc. [read post]
2 Oct 2010, 10:47 am by J.W. Verret
Insider trading makes executives’ portfolios’ long not the company but long the volatility of the company. [read post]
21 Sep 2010, 7:09 pm by Hedge Fund Lawyer
Frank Pusateri (Adriondack Portfolio Management, Inc) Bucky Isaacson (Future Funding Consultants) 9:00 – 9:30 – Marketing in Europe (Sponsored by Horizon Cash Management, LLC) Cecilia Mortimore (Credit-Suisse Securities (USA) LLC) 9:30 – 10:00 – Institutional Marketing (Sponsored by Mallon P.C.) [read post]
5 Aug 2010, 3:49 pm by Page Perry LLC
The primary victims are those trying to make up losses in their 401(k) plans and stock portfolios, she added. [read post]
1 Aug 2010, 10:10 am by Darrin Mish
This sort of forward contract is where the owner of a big and highly-appreciated stock position agrees to deliver a pre-determined number of his shares or cash sometime in future depending on how his stocks perform, in exchange for an upfront payment from an investment firm now (typically, the upfront payment is between 75% and 85% of the value of his shares). [read post]
27 Jul 2010, 9:15 pm
Enbridge Energy Company, Inc., an indirect wholly owned subsidiary of Enbridge Inc. of Calgary, Alberta, is the general partner and holds an approximate 27 percent interest in EEP. [read post]