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8 Dec 2016, 1:45 pm by Robin Shea
Puzder principally resolved Karcher’s financial problems by putting together a transaction with William P. [read post]
2 Dec 2016, 1:01 am
Posted by Charlie Geffen, Gibson Dunn & Crutcher LLP, on Friday, November 25, 2016 Tags: Bidders, International governance, Mergers & acquisitions, Offer pricing, Takeovers, Target firms, Tender offer, UK, UK Takeover Code New Theory in Corporate Governance Undermines Theories Relied on by Proponents of Short-Termism and Shareholder Activism Posted by Martin Lipton, Wachtell, Lipton, Rosen & Katz, on Friday, November 25, 2016 Tags: Agency costs, Bebchuk-Brav-Jiang study, Boards of… [read post]
21 Sep 2016, 7:42 am by William Foley
See e.g., In re Bennett Group Financial Servs., LLC (cease-and-desist order against a financial adviser that “grossly overstated” the amount of assets under management in advertising to lure prospective clients). [read post]
11 Sep 2016, 7:49 pm by Francis Pileggi
The PowerWise Group, Inc., highlighted on these pages, in which the Court of Chancery required an extensive list of data to be provided in order for a valuation to be completed. [read post]
31 Aug 2016, 9:01 pm by Sarah Andropoulos
In the second group of cases, courts are overly focused on behaviors or mannerisms believed to be stereotypically “gay” or “straight. [read post]
Featuring an unparalleled lineup of speakers from these companies and organizations: Discover Capital One Quicken Loans SoFi Affirm, Inc PNC Bank MERSCORP Discover BMO Financial Group AmeriFirst Financial SunTrust Bank Capital One TransUnion, LLC Skopos Financial Caliber Home Loans Federal Trade Commission Office of the Illinois Attorney General U.S. [read post]
16 Jun 2016, 2:48 pm by Kevin LaCroix
  Cybersecurity at SEC-registered entities like Morgan Stanley has become a top priority for the SEC inspections group and enforcement division. [read post]
15 Jun 2016, 8:08 am by Kevin LaCroix
  *****************************   On August 6, 2015, without fanfare, the SEC Division of Corporation Finance issued an interpretative letter to Citizen VC[1] and posted several updates to the Division’s Compliance and Disclosure Interpretations (the “Companion C&DIs”[2]), all concerning the nuts and bolts of exempt private offerings, principally under Rule 506(b).[3]  The first wave of professional commentary was uniformly positive, applauding the SEC… [read post]
10 Jun 2016, 9:37 am by Rich Vetstein
William Pastuszek, Principal, Shepherd Associates, LLC – Real Property Valuation and ConsultingThe principal of Shepherd Associates is William J. [read post]
9 Jun 2016, 8:08 am by Ed. Microjuris.com Puerto Rico
Opal Financial Group (www.opalfinancial.org) le ha otorgado el premio de “Consultant of the Year” en dos ocasiones, por su aportación a la educación fiduciaria en inversiones en los Estado Unidos. [read post]
30 May 2016, 8:08 am by Thomas G. Heintzman
The principal of Urbacon Buildings was the son of the principal of Urbacon Architecture. [read post]
24 May 2016, 9:31 am by Green, Schafle & Gibbs
The firm failed to obtain a distribution list for the offering document for any offerings.Alton Securities Group Inc. [read post]
19 May 2016, 6:02 pm by stevemehta
Cox sought medical care on an outpatient basis at the facilities of Pioneer Medical Group, Inc. [read post]