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6 Oct 2020, 11:15 am by Bob Ambrogi
Now there is another private equity investment to report: Actionstep, a cloud-based practice management system founded in New Zealand and with a significant presence in the U.S., announced that it has received an investment from Serent Capital, a San Francisco private equity firm focused on investing in high-growth technology and services businesses. [read post]
2 Oct 2020, 4:50 am by Matthew L.M. Fletcher
As part of the scheme, Sugarman helped finance the purchase of Hughes Capital Management, LLC (“Hughes”), a Virginia-based investment adviser with approximately $900 million under management. [read post]
1 Oct 2020, 3:37 am by Rob Robinson
Legal Support (eDiscovery and Computer Forensics Division)Business Intelligence Associates (BIA) 5-Dec-17HAYSTACK ID LLC (Investee)TCF Capital Funding (Support Of Knox Capital Holdings and Maranon Capital) in Recapitalization (Investor)$17.800,000 30-Nov-17E-STETEY 28-Nov-17AllegoryIntegreon 31-Oct-17Avalon Document Services (Merger)C:Dox (Merger) 23-Oct-17NexLP (Investment)Method Capital and Dundee Venture Capital (Investors)$3,000,000… [read post]
30 Sep 2020, 9:54 am by Renae Lloyd
  Belgard Capital Fund LLC, a pooled investment fund in Boston, Mass., reportedly filed a form D to raise capital from investors in 2018. [read post]
25 Sep 2020, 6:31 am
Rosenberg, Fried, Frank, Harris, Shriver & Jacobson LLP, on Friday, September 18, 2020 Tags: Accredited investors, Capital formation, Capital markets, Institutional Investors, Regulation D, SEC, Securities regulation, Solicitation Remarks by Commissioner Peirce on The Role of Asset Management in ESG Investing Posted by Hester Peirce, U.S. [read post]
24 Sep 2020, 5:09 pm by Bob Ambrogi
The new company was formed by Lightyear Capital LLC, a New York privacy equity firm focused on financial services, as the lead investor, with a significant minority stake held by Greater Sum Ventures. [read post]
15 Sep 2020, 8:58 am by Silver Law Group
Investment Services, LLC (CRD#:132939) and Global Financial Private Capital, LLC (CRD#:132070), both of Austin, TX, and USA Wealth Management LLC (CRD#:122082) of Marble Falls, TX. [read post]
12 Sep 2020, 8:09 am by Renae Lloyd
  The Risks of Investing in Reg D Private Placement Offerings Investments in private placement offerings typically have a higher level of risk than exchange-traded securities. [read post]
11 Sep 2020, 11:37 am by Renae Lloyd
  The Risks of Investing in Reg D Private Placement Offerings Investments in private placement offerings typically have a higher level of risk than exchange-traded securities. [read post]
11 Sep 2020, 8:32 am by Renae Lloyd
  Tri-Cities Restaurant Group LLC, a  restaurant investment in Kingsport, NC, reportedly filed a form D to raise capital from investors in 2015. [read post]
11 Sep 2020, 7:02 am by Renae Lloyd
23 Restaurant Holdings, LLC, , Securities Investigation The White Law Group is investigating potential securities claims involving broker-dealers who may have unsuitably recommended 23 Restaurant Holdings, LLC to investors. 23 Restaurant Holdings, LLC reportedly filed a form D to raise capital from investors in 2019 in a restaurant investment. [read post]
11 Sep 2020, 6:14 am
Narayan, and Ram Sachs, Wachtell, Lipton, Rosen & Katz, on Saturday, September 5, 2020 Tags: Accredited investors, Capital formation, FINRA, Institutional Investors, Investment Company Act, Investor protection, Private funds, SEC, SEC rulemaking Delaware Chancery Court Clarifies the “Ab Initio” Requirement Posted by Jason Halper, Nathan Bull, and Sara Bussiere, Cadwalader, Wickersham & Taft LLP,… [read post]
10 Sep 2020, 6:27 am by Renae Lloyd
Eureka Restaurant Holdings, LLC reportedly filed a form D to raise capital from investors in 2015  in a restaurant investment. [read post]
9 Sep 2020, 1:00 pm by Renae Lloyd
GPB Capital Update on Investigation According to reports yesterday, Michael Cohn, former chief compliance officer at private equity firm, GPB Capital Holdings, pleaded guilty to a misdemeanor on Tuesday. [read post]
9 Sep 2020, 11:15 am by Daily Record Staff
As part of the transaction, Think has signed a partnership agreement with Naples Technology Ventures (NTV), a venture capital fund that invests in ... [read post]
8 Sep 2020, 7:30 am by Race to the Bottom
Last week, the White House directed the Federal Retirement Thrift Investment Board, the body that manages the 401(k) for federal employees, to halt investments in Chinese companies. [read post]
4 Sep 2020, 12:31 pm by Renae Lloyd
NB Private Capital, LLC is a student housing investment company located in south Orange County, California, according to its website. [read post]
4 Sep 2020, 6:31 am
Sinkular, Pay Governance LLC, on Thursday, September 3, 2020 Tags: Compensation committees, COVID-19, Executive Compensation, Firm performance, Incentives, Long-Term value, Pay for performance [read post]
31 Aug 2020, 3:00 pm by Kevin LaCroix
  Both factors have negative implications for the private securities fraud deterrence regime because they undermine the just pursuit of justice by enabling plaintiffs lawyers to prioritize the objectives of nonlawyers that place capital at risk. [read post]