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12 Dec 2019, 7:31 am
This issue contains the following articles: UK/Europe UK and European overview The new EU prudential regime for investment firms Navigating the AIFMD EU progresses on its Sustainable Finance Action Plan Contracting for indices EU/UK regulatory roundup Luxembourg update Ireland update Asia Pacific The proposed new regime for foreign financial services providers dealing with Australian wholesale clients SFC issues guidance on the use of external electronic data storage… [read post]
12 Dec 2019, 7:31 am
This issue contains the following articles: UK/Europe UK and European overview The new EU prudential regime for investment firms Navigating the AIFMD EU progresses on its Sustainable Finance Action Plan Contracting for indices EU/UK regulatory roundup Luxembourg update Ireland update Asia Pacific The proposed new regime for foreign financial services providers dealing with Australian wholesale clients SFC issues guidance on the use of external electronic data storage… [read post]
16 Jan 2020, 1:21 pm
However, those institutions that do service such businesses currently run the risk of federal penalties, which is why most institutions are generally unwilling to provide financial services. [read post]
8 Mar 2016, 1:39 am
This is an amazing success, coming only 3 months and 5 days since a beta version of the service became publicly available. [read post]
20 Feb 2014, 2:31 am
Treating customers fairly (TCF) is central to the Financial Conduct Authority’s (FCA) expectations of a lender’s conduct. [read post]
26 Dec 2021, 9:05 pm
He began his service in 1971 as an administrative assistant with the Navy (Department of Defense), then progressed to economist at the Bureau of Labor Statistics (Department of Labor), during which time he also served in the U.S. [read post]
26 Jun 2017, 2:13 pm
On Thursday, June 22, 2017, the Consumer Financial Protection Bureau (CFPB) provided updated guidance for supervisory examinations of student loan servicers. [read post]
26 Jun 2017, 2:13 pm
On Thursday, June 22, 2017, the Consumer Financial Protection Bureau (CFPB) provided updated guidance for supervisory examinations of student loan servicers. [read post]
19 Dec 2018, 4:05 am
In addition, it has identified 3 potential areas which may require co-ordinated action in the future to ensure a retail banking sector that works well for consumers: (i) continued access to banking services; (ii) the appropriate use of consumer data; and (iii) system resilience and effective prevention of financial crime and fraud. [read post]
12 Jan 2009, 8:58 am
A copy of the bill can be obtained by going to the House Financial Services Committee's website at www.house.gov. [read post]
5 Nov 2020, 3:40 pm
In response to the recommendations stemming from the Royal Commission into Misconduct in the Banking, Superannuation and Financial Services Industry, ASIC noted in 2019 to 2020, there was: An 11 per cent increase in the number of investigations. [read post]
15 Oct 2021, 10:09 am
Financial services companies must ensure that sex workers have access to services. [read post]
25 Feb 2022, 6:51 am
On 24 February 2022, the Financial Ombudsman Service (FOS) published its latest diversity, inclusion and wellbeing report. [read post]
1 Oct 2010, 3:45 am
AAJ advocacy efforts succeeded on many fronts, but health care reform, jobs and the stimulus package, and financial services reform pushed some of our issues into the background. [read post]
20 Apr 2013, 4:00 am
In a follow-up report, auditors found OASAS has made progress correcting the problems. [read post]
20 Oct 2009, 6:00 am
"I'll get more specifics as the case progresses. [read post]
21 Jul 2013, 12:40 pm
Cuomo announced that the Department of Financial Services (DFS) has approved health insurance plan rates for 17 insurers seeking to offer coverage through New York’s Health Benefits Exchange, including eight new entrants into the market that do not currently offer commercial health insurance plans. [read post]
6 Dec 2010, 1:20 pm
What is more the level of progress in consumer safety seems entirely independent of the liability system. [read post]
28 Feb 2018, 3:43 pm
Lowe also identified a security gap in the current AML enforcement regime created by focusing exclusively on financial institutions and excluding other actors that handle large sums of money, such as persons involved in real estate transactions, escrow agents, investment advisors, lawyers, corporate service providers, and accountants. [read post]
27 Nov 2020, 4:00 am
It’s generally done by specific service. [read post]
