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25 Feb 2021, 8:55 pm
On 24 February 2021, the European Banking Authority (EBA) issued two public consultations on regulatory technical standards (RTS) and implementing technical standards (ITS) on cooperation and information exchange between Member State competent authorities involved in the prudential supervision of investment firms. [read post]
17 Feb 2021, 8:50 pm
This question should be examined as part of the comprehensive review of the macro-prudential toolbox in banking by 30 June 2022, as set out in Article 513 of the CRR. [read post]
15 Feb 2021, 8:50 pm
In response to the 2008 global financial crisis, the Basel Committee on Banking Supervision agreed a series of reforms to the financial services regulatory framework intended to enhance the resilience of internationally active banks. [read post]
12 Feb 2021, 8:55 pm
On 11 February 2021, the European Banking Authority (EBA) issued a consultation paper on draft implementing technical standards (ITS) on the information concerning the new prudential requirements that Member State competent authorities will be required to disclose publicly for all types of investment firm authorised under MiFID II. [read post]
11 Feb 2021, 3:17 am
Specifically, the Commission requested advice on how to address “same activity, same risk, same rules” issues, more fragmented value chains, the scope of the supervisory perimeters, the prudential risks related to non-bank lending and the protection of clients’ funds. [read post]
5 Feb 2021, 8:55 pm
This is in alignment with the Bank of England’s statement of policy on the minimum requirement for own funds and eligible liabilities. [read post]
5 Feb 2021, 1:25 am
In the UK, the entity responsible for equivalence determinations is HMRC, which will receive technical advice where necessary from the Financial Conduct Authority (“FCA”), the Bank of England, and the Prudential Regulation Authority. [read post]
4 Feb 2021, 11:48 am
Also rejected by the court was the OCC’s argument that the plaintiffs do not have prudential standing because their claims of potential harm from the Rule fall outside of the CRA’s zone of interests. [read post]
29 Jan 2021, 8:55 pm
Prudential risk management and safeguarding customer funds. [read post]
22 Jan 2021, 8:50 pm
While all of the decisions concern Article 11 EMIR requirements, their scope varies depending on the jurisdiction: Australia: draft Article 11 EMIR equivalence decision for Australia recognises the legal, supervisory and enforcement arrangements of Australia for portfolio compression and transaction valuation that are applied to non-centrally cleared derivative transactions regulated by the Australian Prudential Regulation Authority (‘APRA’) as equivalent to the requirements set… [read post]
14 Jan 2021, 9:14 am
With the national trust bank charter, South Dakota-based Anchorage will become Anchorage Digital Bank, National Association. [read post]
14 Jan 2021, 3:26 am
In addition, there has been continued interest amongst prudential supervisors to include the AML agenda in their supervisory remit, particularly in light of the European Banking Authority’s opinion setting out how prudential supervisors should consider money laundering and terrorist financing risks in their supervisory approach. [read post]
13 Jan 2021, 8:50 pm
On 12 January 2021, the European Central Bank (ECB) published a final guide outlining its supervisory approach to consolidation in the banking sector, following a public consultation which ended on 1 October 2020. [read post]
12 Jan 2021, 9:58 am
Congress should reconcile the civil penalty and redress authorities of the federal banking regulators, the Bureau, and the FTC, including giving the FTC statutory authority to obtain consumer restitution for any unfair or deceptive practice that is dishonest or fraudulent and giving the Bureau and federal banking regulators civil penalty authority for unfair or deceptive acts and practices that are also dishonest or fraudulent or that violate another statute or regulation. [read post]
11 Jan 2021, 8:55 pm
Open to international banks The PRA explains that it is open to international banks operating in the UK and in line with its “responsible openness” approach all international banks need to meet its prudential standards. [read post]
11 Jan 2021, 2:55 am
Similarly, for stable token arrangements that are systemic in their scale, then it may be appropriate for the Bank of England to regulate those arrangements via the exercise of its powers under the Banking Act 2009. [read post]
8 Jan 2021, 8:13 am
Whereas, powers in relation to recognised payment systems under the Banking Act 2009 (BA 2009) apply on an extraterritorial basis. [read post]
5 Jan 2021, 7:15 am
On 30 December 2020, the PRA issued a statement following the publication in the Official Journal of the EU of European Commission Delegated Regulation 2020/2176 which adopts the European Banking Authority (EBA) regulatory technical standards on the prudential treatment of software assets per Article 36(1)(b) of the amended Capital Requirements Regulation (CRR). [read post]
4 Jan 2021, 6:23 am
HMT Open access regime for exchange traded derivatives Government Financial Reporting Manual: 2021-22 Guidance on annual reports and accounts FCA Statement on use of the Temporary Transitional Power to modify the UK’s derivatives trading obligation Transitional direction for the derivatives trading obligation Explanatory note for the transitional direction for the derivatives trading obligation Paul Feeney appointed Chair of the FCA’s Practitioner Panel BoE/PRA PRA statement on the EU… [read post]
31 Dec 2020, 2:06 pm
The PRA is a division of the Bank of England whereas the FCA is a separate entity incorporated under and with duties and powers given by statute. [read post]
