Search for: "R. A. Stanley"
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23 Jun 2018, 6:00 am
R. [read post]
21 Jun 2018, 11:31 am
Acknowledging that Boykin could be interpreted as either requiring that a voluntary and intelligent waiver be fairly discernible from the record or that a strict ritual was required in every case, Justice Stanley Mosk's opinion for the court went with the ritual in In re Tahl (1970). [read post]
18 Jun 2018, 7:06 pm
Jody James Farms, JV v. [read post]
11 Jun 2018, 2:44 am
John Reed Stark As the cryptocurrency phenomenon has developed, one of the interesting parts of the story has been the relationship between the digital currency firms and the lawyers that advise them. [read post]
8 May 2018, 5:28 am
[Futurism] * A financial technology firm claims Perkins Coie and Bracewell cost it millions of dollars by leading it into a contract with Morgan Stanley without protecting it from changes the bank made to the contract. [read post]
3 May 2018, 8:36 pm
Klein Tuesday Trial Date 2nd Floor 11 Judge Barbara R. [read post]
2 May 2018, 7:30 am
As I have done in the past, I parsed the list to see which managers are registered with the Securities and Exchange Commission as investment advisers. 1 Registered Blackstone 2 Registered Brookfield 3 Registered Starwood Capital Group 4 Registered Lone Star Funds 5 Registered The Carlyle Group 6 Exempt Reporting GLP 7 Registered Pacific Investment Management Co. 8 Registered AEW Global 9 Registered GreenOak Real Estate 10 Registered Tishman Speyer 11 Registered Oaktree Capital Management 12… [read post]
2 May 2018, 3:58 am
Commercial Service (USCS) WEDC Grants and Programs: Stanley Pfrang – WEDC International Law and IP:Dan Harris – Harris Bricken 9:45 to 11:15 Federal Tax Code Changes and Your International Business. [read post]
27 Apr 2018, 11:17 am
FINRA Arbitration Panel Awards Morgan Stanley for $6 M for Damages According to a FINRA award document, a FINRA arbitration panel has ordered former Morgan Stanley rep, Barry Connell, to pay the wirehouse $6 million in compensatory damages and interest. [read post]
24 Apr 2018, 12:15 pm
Prior to that, he worked form Morgan Stanley in Los Angeles, CA from August 2013 until March 2015. [read post]
22 Apr 2018, 4:34 am
In the Matter of the Arbitration Between Morgan Stanley Smith Barney, LLC. [read post]
21 Apr 2018, 6:17 pm
It was, like "Charade," one of those Hitchcock movies not by Hitchcock but by Stanley Donen. [read post]
20 Apr 2018, 10:44 am
Recovery of Investment Losses The White Law Group is investigating what liability that Morgan Stanley may have for Breitman’s actions. [read post]
20 Apr 2018, 8:51 am
Breitman allegedly did not notify Morgan Stanley at any time that he was engaging in these outside business activities. [read post]
17 Apr 2018, 5:19 pm
According to FINRA Brokercheck, Polese was registered with Morgan Stanley from May 2010 until he was fired last June. [read post]
16 Apr 2018, 4:48 pm
Among the many problems that have come to light in the current cryptocurrency craze have been problems relating to celebrity endorsements for initial coin offerings (ICO). [read post]
16 Apr 2018, 9:58 am
From Thomas Edison to the Wright Brothers, from Stanley Cohen and Herbert Boyer to Steve Jobs, American inventors have fueled the imagination of our people for generations. [read post]
11 Apr 2018, 9:04 am
., Barclays PLC, Morgan Stanley, William Blair & Co., BMO Financial Group, and Fifth Third Bancorp, claiming the firms used a “Robo Resetting” device to fraudulently impose “artificially high interest rates” on the VRDOs so they would not have to be remarketed. [read post]
6 Apr 2018, 1:30 am
Another longtime innovator is Stanley Terman, PhD, MD. [read post]
5 Apr 2018, 9:04 am
The discussion is interesting, and provides an insight into the current recruiting trends from a recruiter's point of view.The craziness of UBS and Morgan Stanley leaving the Protocol, the surge in independent firms and RIAs are discussed in this installment. [read post]
