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9 May 2017, 11:41 am
Circuit’s ruling in Raymond James Lucia Cos. [read post]
5 May 2017, 8:55 am
A more ominous twist was the finding by the arbitrator that Raymond James had "pressured" the stockbroker into settling the customer's complaint and that the firm had apparently docked the employee for the full cost of the cash payment. [read post]
27 Apr 2017, 2:32 pm
Prior to that, he worked for Raymond James & Associates in Fort Lauderdale, FL from November 2007 until March 2015, according to his Broker Report. [read post]
24 Apr 2017, 5:54 am
Joe Don Treece, a registered representative from Rogers, Arkansas, formerly with Arvest Wealth Management and Raymond James was suspended from FINRA membership for violations of Rule 9552 FINRA Rule 9552. [read post]
18 Apr 2017, 10:48 am
Securities and Exchange Commission, the owner and president of Jay Peak ski resort has finally agreed to a $150 million settlement with Raymond James Financial Inc. [read post]
18 Apr 2017, 8:05 am
Miami-based Raymond James branch manager Joel Burstein was charged with aiding in the scheme. [read post]
4 Apr 2017, 9:58 am
Circuit panel, in a case against investment adviser Raymond J. [read post]
21 Mar 2017, 3:59 pm
Circuit’s ruling in Raymond James Lucia Cos. [read post]
13 Mar 2017, 10:44 am
Papers will be evaluated by a prestigious panel of subject matter experts, to be led by Judge James E. [read post]
21 Feb 2017, 5:58 am
President Donald Trump has named Army Lieutenant General Herbert Raymond “H.R. [read post]
11 Feb 2017, 10:52 am
London: James Currey/Athens, OH: Ohio University Press/Cape Town: David Philip.McLachan, Fiona, with additional material by Dirk V.Z. [read post]
10 Feb 2017, 9:30 pm
More on the same topic in the New York Times op-ed section, via contributors James Grimmelmann (Cornell Tech) and Jan Ellen Lewis (Rutgers-Newark).Have we mentioned that legal historian Jed Shugerman (Fordham) now has a blog? [read post]
31 Jan 2017, 12:14 pm
By: Charles B. [read post]
26 Jan 2017, 5:20 am
Walters, and James Cleith Phillips, is available on SSRN. [read post]
11 Jan 2017, 10:36 am
Circuit’s ruling in Raymond James Lucia Cos. [read post]
6 Jan 2017, 2:01 am
* Fuss over function: In case you missed the annual IP-World Christmas partyKat Friend Matthew James Elsmore hosts a fictional office party in the IP-World where we all work, and induces Trademark Law and TrademarkTroop to talk about themselves (yes as if they are alive) with readers (it's hard to describe my feeling after hearing "trade mark law’s speeches"). [read post]
4 Jan 2017, 7:53 pm
For The Guardian, Max Décharné, musician (Gallon Drunk, The Flaming Stars) and author (the forthcoming Vulgar Tongues: An Alternative History of English Slang) offers this list of the "ten best slangy crime novels," which includes not simply some well known titles (Dorothy Sayers's Murder Must Advertise, Raymond Chandler's Farewell, My Lovely, and Chester Himes's If He Hollers Let Him Go) and some semi-well known titles (Dashiell… [read post]
16 Dec 2016, 2:11 pm
Richard and Mary Eshelman Faculty Scholar and Professor of Law & International Affairs at Pennsylvania State University Ken Reid Elected on the Loudoun County Board of Supervisors in Leesburg District Michelle Easton President of Clare Boothe Luce Policy Institute Tom Kilgannon President of Freedom Alliance … [read post]
7 Dec 2016, 2:11 am
He refers to Canadian authorities in support of this. 15.01 Ronan Lavery QC now on representing Raymond McCord. [read post]
3 Dec 2016, 11:30 am
In July 2015 Crook was discharged by Raymond James & Associates, Inc. [read post]
