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18 Nov 2009, 7:07 am
References: CBO Report on H.R. 3818 Private Fund Investment Advisers Registration Act of 2009 Hedge Fund Manager Registration to Cost Taxpayers $140 Million (at least) from the Hedge Fund Law Blog Senate version of the Private Fund Investment Advisers Registration Act - prior post [read post]
8 Feb 2012, 2:00 am
This rule provides an exemption from registration for investment advisers to certain private funds. [read post]
7 May 2012, 5:00 am
Private Equity Real Estate just released its ranking of the top 30 real estate private equity fund managers. [read post]
2 Oct 2014, 3:44 pm
In this Part 3, we discuss the registration requirements and exemptions under the Investment Company Act of 1940 (“ICA“). [read post]
18 Dec 2020, 6:54 pm
Registration is required but free; space is limited. [read post]
29 Mar 2010, 10:30 pm
The Howard Gardner School for Discovery, a private, non-sectarian pre-school through eighth grade school located in Scranton, Pennsylvania is holding its Annual Golf Tournament on Saturday May 8, 2010 with a 12 noon Registration and a 1:00 p.m. [read post]
9 Apr 2010, 12:16 pm
The Howard Gardner School for Discovery, a private, non-sectarian pre-school through eighth grade school located in Scranton, Pennsylvania is holding its Annual Golf Tournament on Saturday May 8, 2010 with a 12 noon Registration and a 1:00 p.m. [read post]
28 Jun 2010, 5:00 am
” Since the financial reform bill is going to remove the small adviser exemption from registration, hundreds (thousands?) [read post]
27 Feb 2013, 6:42 am
But certain foreign companies can enjoy a special set of rules, some of which relax reporting and registration requirements, if they qualify as a “foreign private issuer. [read post]
10 Nov 2009, 12:22 pm
Details here. [read post]
17 Nov 2020, 6:29 am
Separately, the chief securities administrators of 30 states joined NASAA in opposing the SEC’s proposal, writing that rulemaking that facilitates unlicensed intermediaries in the private market runs directly counter to the public interest.On October 7, 2020, the SEC voted 3-2 to propose a limited, conditional exemption from broker registration requirements for "finders" who assist issuers with raising capital in private markets from accredited… [read post]
9 Sep 2013, 4:25 am
A group of investors and entrepreneurs calling themselves StartupEquality.org last week sent a letter (full text) to the Securities and Exchange Commission urging the expansion of SEC's Regulation D that allows businesses to raise capital from wealthy investors in private placements without filing a full registration statement. [read post]
7 Oct 2020, 5:56 am
Registration here. [read post]
5 Aug 2021, 4:04 am
" Likewise, the third-party registrations were insufficient to establish that wine is related to "aged luxury Scotch whisky for private sale only by invitation. [read post]
15 Oct 2020, 8:49 am
By Emily Cunningham and Ryan Steele On Oct. 7, 2020, the Securities and Exchange Commission (SEC) proposed a limited and conditional exemption from broker registration for natural persons, referred to as “finders,” who seek to help non-reporting, private companies raise capital from accredited investors in exempt offerings, subject to certain conditions. [read post]
7 Dec 2019, 10:00 pm
Early bird registration is still possible via the conference website. [read post]
24 Jan 2017, 3:08 am
Leonard’s Hall – University of Edinburgh, EH16 5AY), and also that registration is required at www.law.ed.ac.uk/events (attendance fee: £40.00 per attendee). [read post]
12 Sep 2012, 6:13 am
Congress enacted The Jumpstart Our Business Startups Act (the “JOBS Act”), a package of capital access reforms intended, among other things, to facilitate the ability of companies to raise capital in private offerings without registration with the Securities and Exchange Commission (the “SEC”). [read post]
24 Jan 2024, 6:20 am
”In addition to private offerings under section 4(a)(2) and its safe harbor, rule 506(b), there are at least five other categories of exemptions, Uyeda noted: (1) rule 506(c) under the Securities Act; (2) rule 504 under the Securities Act; (3) Regulation A, including tier 1 and tier 2; (4) Regulation Crowdfunding; and (5) the intrastate exemptions under section 3(a)(11) of the Securities Act and rules 147 and 147A. [read post]
6 Feb 2015, 5:05 am
If readers are interested in attending, please contact Amber Walsh at awalsh@mcguirewoods.com for a registration discount. [read post]
