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27 Apr 2022, 9:11 am by John Jascob
The proposed rules would include a phase-in period for all registrants, with the compliance date dependent on the registrant’s filer status, and an additional phase-in period for Scope 3 emissions disclosure.EDGAR update. [read post]
The “ICO” designation is inspired by initial public offering (“IPO”) whereby private firms list shares on a public stock exchange and raise external capital. [read post]
26 Apr 2022, 6:00 am
In FY 2021, the Division completed 3,040 examinations, which represent a 3% increase from the prior year, and is on par with prepandemic fiscal year 2019. [read post]
26 Apr 2022, 6:00 am
In FY 2021, the Division completed 3,040 examinations, which represent a 3% increase from the prior year, and is on par with prepandemic fiscal year 2019. [read post]
22 Apr 2022, 7:51 am by Robert Liles
§ 812(b)(3), a substance will be placed in schedule III based on specific findings made by the Administrator that “(A) The drug or other substance has a potential for abuse less than the drugs or other substances in schedules I and II. [read post]
22 Apr 2022, 3:28 am
"Finally, applicant asserted that the failure-to-function ground for refusal must be “strictly construed” and should no longer be a complete bar to registration, just as the Office no longer refuses scandalous and immoral marks. [read post]
21 Apr 2022, 8:56 am by Ann Pearson
You can fast-track your career with our 3-Step Roadmap to Manage Cases Like a Rockstar Paralegal! [read post]
It applies regardless of whether the registrant uses the forms for domestic issuers (e.g., Form 10-K) or for foreign private issuers (e.g., Form 20-F), and regardless of whether the registrant uses U.S. [read post]
13 Apr 2022, 12:43 pm by Ronald Collins
ShareThere is no man in this country to whom the colored race is more indebted. [read post]
12 Apr 2022, 9:01 pm by Gary Gensler
To the extent that the proposed disclosures would include some forward-looking statements, such as projections of future risks or plans related to targets or transitions, the forward-looking statement safe harbors pursuant to the Private Securities Litigation Reform Act would apply, assuming certain conditions were met. [read post]
Additionally, the proposed rules would impose increased reporting and disclosure requirements on both issuers and company insiders.3 We expect the SEC to focus on adopting final rules shortly after the conclusion of the comment period on April 1, 2022, so issuers that are considering establishing new trading plans should consider the likelihood that upcoming new plans will need to comply with the proposed rules. [read post]
10 Apr 2022, 9:01 pm by David M. Silk
  Climate-related disclosures within registration statements, including information filed in annual reports and incorporated by reference, will also be subject to liability provisions under the Securities Act of 1933 and will not be afforded protections under the forward-looking safe harbors pursuant to the Private Securities Litigation Reform Act. [read post]
9 Apr 2022, 6:01 am
After a year of anticipation, on March 21 the SEC proposed a sweeping climate disclosure regime for public companies in a 3-1 vote with the sole Republican commissioner issuing a separate dissenting statement. [read post]
9 Apr 2022, 6:01 am
After a year of anticipation, on March 21 the SEC proposed a sweeping climate disclosure regime for public companies in a 3-1 vote with the sole Republican commissioner issuing a separate dissenting statement. [read post]
8 Apr 2022, 5:50 am
Strine, Jr., Wachtell, Lipton, Rosen & Katz, on Thursday, April 7, 2022 Tags: Board composition, California, Diversity, ESG, Listing standards, Management, NASDAQ, Private ordering, Stakeholders, State law The Limits of SPAC Sponsor Earnouts Posted by Michael Klausner (Stanford University) and Michael Ohlrogge (NYU), on Thursday, April 7, 2022 Tags: Agency costs, Earnouts, Executive… [read post]
8 Apr 2022, 5:50 am
Strine, Jr., Wachtell, Lipton, Rosen & Katz, on Thursday, April 7, 2022 Tags: Board composition, California, Diversity, ESG, Listing standards, Management, NASDAQ, Private ordering, Stakeholders, State law The Limits of SPAC Sponsor Earnouts Posted by Michael Klausner (Stanford University) and Michael Ohlrogge (NYU), on Thursday, April 7, 2022 Tags: Agency costs, Earnouts, Executive… [read post]
8 Apr 2022, 4:00 am by Jim Sedor
Flurry of New Laws Move Blue and Red States Further Apart Yahoo News – Shawn Hubler and Jill Cowan (New York Times) | Published: 4/3/2022 Spurred by a U.S. [read post]