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12 Dec 2021, 1:09 pm
Nor does the PTO inquire into whether the famous person also sells the goods or services in question, as it does with private individuals under Section 1052(c). [read post]
14 Apr 2024, 8:15 pm
There has been a circuit split over whether a company’s failure to meet its Item 303 disclosure requirement can support a private claim under Section 10(b) and Rule 10b-5(b) in the absence of an otherwise-misleading statement. [read post]
6 Feb 2018, 5:00 am
However, the rules did acknowledge that companies that have not previously had their common shares registered under the Exchange Act, but which have sold them in a private placement, may wish to list their shares on the NYSE at the time of effectiveness of a registration statement covering a resale of the shares. [read post]
15 Jun 2012, 2:00 am
As of that date advisers to many hedge funds, private equity funds, and other “private funds” that previously were exempt from registration were required to register with the Commission. [read post]
18 Jul 2013, 6:04 am
I suspect this one is designed to scoop up the venture capital funds that managed to escape the investment adviser registration requirement under Dodd-Frank. [read post]
5 Nov 2014, 3:37 am
topic.For further information and registration, just click here! [read post]
3 Oct 2023, 7:30 am
A conversation with Dina Nayeri, 20 November 2023 [info]Call for registration: Learning from the future: Foresight for the next decade of forced migration, Kaldor Centre Conference 2023, Sydney, 20 November 2023 [info]- Early bird registration is now open! [read post]
19 Oct 2012, 2:40 pm
Private employers with 500 or more employees must be in compliance as of January 1, 2012. [read post]
9 Aug 2020, 9:35 am
Importantly, the PEB reassures candidates that "the Pre-Registration Information for Candidates will be largely unchanged: the examinations will be delivered online to be taken in candidates’ own home, at another private address, or at their workplace".The PEB announcement came, without fanfare, at the same time as the deadline for paying the exam fees (non-refundable except in exceptional circumstances e.g. illness). [read post]
5 Feb 2021, 5:31 am
No prior registration is required. [read post]
13 Mar 2014, 12:57 pm
private student loan securitizations. [read post]
1 Dec 2012, 5:19 pm
That seems bad and is going to kick all of the newly registered private equity and real estate private equity funds out of the end-user exemption.On top of that, there is a de minimis exemption from registration under the terms of Rule 4.13(a)(3). [read post]
1 Dec 2012, 5:19 pm
That seems bad and is going to kick all of the newly registered private equity and real estate private equity funds out of the end-user exemption.On top of that, there is a de minimis exemption from registration under the terms of Rule 4.13(a)(3). [read post]
25 Apr 2024, 1:28 pm
., ruling that a “pure omission” is not actionable in private litigation under Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5(b) thereunder, even if the omitted information was required to be disclosed pursuant to other SEC rules. [read post]
23 Mar 2021, 10:53 am
Under Article 5, states parties “shall make the offences set forth in the present Convention punishable by appropriate penalties which take into account the grave nature of those offences. [read post]
27 Aug 2020, 1:16 pm
Section 5 of the NVRA, the “motor voter” provision, requires states to include an application for voter registration within the application for a driver’s license that asks for only the “minimum amount of information necessary. [read post]
21 Jan 2018, 9:41 am
As part of our dedicated team, you will assist in developing and maintaining registration schemes for landlords, agents and private halls to ensure that students and staff have access to a database of well-managed, safe and affordable private accommodation in London. [read post]
3 Feb 2024, 1:37 pm
Eric Goldman: Jawboning might not be right analogy—think about gov’t instructions to private speakers, but DMCA notices come from private individuals. [read post]
16 Apr 2024, 7:19 am
The case involves Rule 10b-5 of the Securities and Exchange Commission. [read post]
17 Jan 2023, 12:57 pm
With their varying portfolios, hedge funds are not obligated to complete some of the registration and reporting requirements that apply to other types of securities investments. [read post]
