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28 Mar 2024, 10:04 am
This is in light of the US Securities and Exchange Commission announcing its move to T+1 with effect from 28 May 2024 which followed the earlier move to T+1 in India and China’s operation of T+0 for many years. [read post]
27 Mar 2024, 8:10 pm
The Securities and Exchange Commission (SEC) keeps record of every company in the United States. [read post]
27 Mar 2024, 5:25 pm
Securities and Exchange Commission (SEC) is pursuing enforcement based on a novel theory of “shadow insider trading. [read post]
27 Mar 2024, 2:33 pm
SEC Eliminates Scope 3 Emissions from Final Rule on Climate-Related Disclosures In other climate-related disclosure news, the Securities and Exchange Commission (“SEC”) voted on March 6, 2024 to adopt long-awaited final rules on climate-related disclosures. [read post]
27 Mar 2024, 1:28 pm
Securities and Exchange Commission is actively probing technology and telecom companies on how they responded to the SolarWinds cyber attack in 2020, according to Bloomberg. [read post]
27 Mar 2024, 7:05 am
The Securities and Exchange Commission today adopted amendments to the rule permitting certain internet investment advisers to register with the Commission (the “internet adviser exemption”). [read post]
26 Mar 2024, 9:50 pm
” The complaint alleges that the defendants violated Sections 10(b) and 20(a) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. [read post]
26 Mar 2024, 2:48 pm
In the last few years, the Securities and Exchange Commission (“SEC”) has charged several individuals with insider trading after they misappropriated material, nonpublic information obtained as a result of their remote work environment.[1] Most recently, a man was charged with insider trading after misappropriating trade secrets he obtained by listening to his wife’s[2] business calls while the two worked from home. [read post]
26 Mar 2024, 1:20 pm
The Securities and Exchange Commission is seeking five candidates for appointment to the Investor Advisory Committee to help protect investors and improve securities regulations. [read post]
26 Mar 2024, 10:53 am
On January 10, 2024, the Securities and Exchange Commission (SEC) approved eleven applications for the first ever Bitcoin Spot exchange-traded funds (ETFs), which have been publicly listed and subsequently trading in the secondary market since their approval. [read post]
26 Mar 2024, 8:11 am
The Securities and Exchange Commission has issued insider trading charges against Andreas “Andy” Bechtolsheim, the founder and Chief Architect of Silicon Valley-based technology company Arista Networks, Inc. [read post]
26 Mar 2024, 6:05 am
The Securities and Exchange Commission today announced insider trading charges against Andreas “Andy” Bechtolsheim, the founder and Chief Architect of Silicon Valley-based technology company Arista Networks, Inc. [read post]
25 Mar 2024, 10:00 pm
The US Securities and Exchange Commission (SEC) completed a historic rulemaking on March 6, 2024 by adopting new rules requiring public companies to disclose certain climate-related information in registration statements and annual reports. [read post]
25 Mar 2024, 10:00 pm
The US Securities and Exchange Commission (SEC) completed a historic rulemaking on March 6, 2024 by adopting new rules requiring public companies to disclose certain climate-related information in registration statements and annual reports. [read post]
25 Mar 2024, 10:00 pm
The US Securities and Exchange Commission (SEC) completed a historic rulemaking on March 6, 2024 by adopting new rules requiring public companies to disclose certain climate-related information in registration statements and annual reports. [read post]
25 Mar 2024, 10:00 pm
The US Securities and Exchange Commission (SEC) completed a historic rulemaking on March 6, 2024 by adopting new rules requiring public companies to disclose certain climate-related information in registration statements and annual reports. [read post]
25 Mar 2024, 10:00 pm
The US Securities and Exchange Commission (SEC) completed a historic rulemaking on March 6, 2024 by adopting new rules requiring public companies to disclose certain climate-related information in registration statements and annual reports. [read post]
25 Mar 2024, 10:00 pm
The US Securities and Exchange Commission (SEC) completed a historic rulemaking on March 6, 2024 by adopting new rules requiring public companies to disclose certain climate-related information in registration statements and annual reports. [read post]
25 Mar 2024, 8:55 pm
Our Skilled Alternative Investment Lawyers Are Investigating In an August 2022 Investor Bulletin, the US Securities and Exchange Commission’s (SEC) Office of Investor Education and Advocacy cautioned about the risks involving Regulation D private placements, which are exempt from the regulator’s registration requirements. [read post]
25 Mar 2024, 4:05 pm
Whistleblower attorneys from the law firm Kohn, Kohn & Colapinto (KKC) are urging the Department of Justice (DOJ) to model the whistleblower program it is developing on the hugely successful Dodd-Frank Act whistleblower programs administered by the Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC). [read post]
