Search for: "Securities Investor Protection Corporation"
Results 401 - 420
of 4,465
Sorted by Relevance
|
Sort by Date
31 Oct 2016, 10:55 pm
This information is provided by The White Law Group, a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
6 Mar 2017, 11:15 am
SecuritiesInvestor Protection Act of 1970 requires all broker-dealers already registered under the Securities Exchange Act of 1934 to be a member of Securities Investor Protection Corporation (SIPC), a nonprofit, membership group that also functions as insurance for the customers of the industry. [read post]
16 Jun 2022, 9:05 pm
”[4] Thus, nearly fifty years ago, the SEC concluded that environmental disclosure would “promote investor protection. [read post]
1 Jun 2020, 12:51 pm
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
6 Jun 2024, 12:15 am
" When I headed the Department of Corporations in the mid 1990s,** I would have had a similar reaction to the notion that someday people would purchase securities on their phones (i.e. [read post]
3 Apr 2023, 10:35 am
Strong IP Protection: South Korea has a robust intellectual property protection system, which provides, in most cases, a secure environment for businesses to operate and innovate. [read post]
30 Oct 2006, 9:30 am
The groups are drafting proposals to provide broad new protections to corporations and accounting firms from criminal cases brought by federal and state prosecutors as well as a stronger shield against civil lawsuits from investors. [read post]
21 Mar 2012, 5:55 pm
As the Senate considers the JOBS Act, the House Financial Services Committee issued a report detaiing the numerous investor protections in the Act in both the on ramp and crowdfunding titles. [read post]
12 Jan 2016, 12:56 pm
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
14 Mar 2022, 7:23 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
26 May 2020, 11:17 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
23 Nov 2008, 9:52 pm
” Though the settlement contains UBS’s commitment to redeem the securities as par, “the purchases will take place over several years, and corporations with positions of more than $10 million (like Hutchinson) will not be able to start selling their position to UBS until June 30, 2010. [read post]
31 May 2018, 9:29 am
Shulga is the co-founder of Ross & Shulga PLLC, a New York-based boutique law firm specializing in advising individual and corporate clients on aspects of corporate and securities law. [read post]
29 Jun 2023, 4:49 am
It provides a comprehensive protection and risk mitigation solution, allowing companies to harness transformative AI tools securely. [read post]
22 Dec 2015, 5:00 am
Reed said that investors deserve a clear picture of companies’ prioritization of cybersecurity, and their ability to protect investors and customers from cyberattacks. [read post]
17 Aug 2015, 6:12 am
Editor's Note: Elizabeth Ising is a partner and Co-Chair of the Securities Regulation and Corporate Governance practice group at Gibson, Dunn & Crutcher LLP. [read post]
6 Aug 2009, 6:51 am
The 1994 Central Bank decision was a "major gift" to individuals and corporations that aided in a fraud, he said. [read post]
26 Oct 2015, 7:25 am
They urged the SEC chair “to reconsider the frustrating decision to remove corporate political disclosure from the regulatory agenda and make corporate political disclosure a top priority for protecting investors. [read post]
31 Oct 2023, 11:41 am
The Securities and Exchange Commission has charged charges against Austin, Texas-based software company SolarWinds Corporation and its chief information security officer, Timothy G. [read post]
14 Nov 2013, 6:28 am
The composition and behavior of securities markets and investors has changed drastically since the SEC was established in 1934. [read post]
