Search for: "Securities Investor Protection Corporation"
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17 Mar 2023, 7:25 am
On 16 March 2023, Xinhua News agency and other official outlets distributed an important set of reforms to the institutional architecture of the administrative-political model of the state in the New Era. [read post]
16 Mar 2023, 1:36 pm
The program has allowed the agency to collect over $6.3 billion from fraudsters and return over $1.5 billion to harmed investors. [read post]
16 Mar 2023, 6:53 am
Investors and lenders want to see accurate and reliable financial statements before investing or lending.Therefore, a financial audit can help you establish trust and credibility with investors and lenders and provide a competitive advantage in securing funding. [read post]
15 Mar 2023, 5:14 am
Organizations need strong corporate governance, transparency, and accountability to prevent fraudulent practices and protect stakeholders’ interests. [read post]
14 Mar 2023, 9:05 pm
The Securities Act of 1934 requires firms to disclose information about material events through 8-K filings promptly. [read post]
14 Mar 2023, 5:25 pm
The key reforms touch on issues of coordination, especially in the context of data governance.having the Ministry of Science and Technology (MOST) play a bigger role in improving the “new type of whole-nation system” for achieving technological breakthroughs and strengthening its “macro-management functions” relating to science and technology;restructuring China’s financial regulators by, among other changes, creating a new National Financial Regulatory… [read post]
12 Mar 2023, 2:05 pm
Further, critics contend that the rule goes beyond the SEC’s mandate to protect investors by requiring disclosure of information relevant to companies’ financial performance. [read post]
12 Mar 2023, 6:42 am
The bank’s investors may well be scrutinizing the bank’s statements in the lead up to the closure as well. [read post]
9 Mar 2023, 9:21 am
Investors in all deals are bargaining for greater corporate control: class votes on a broader list of corporate actions, more negative covenants, more board power. [read post]
8 Mar 2023, 5:14 pm
Front and centre is whether there are adequate investor protections in place in the current Chapter 5C regime, and “what enhancements can be made to reduce undue financial risk for investors”. [read post]
8 Mar 2023, 12:31 pm
“I look forward to working with Kohn, Kohn and Colapinto and the whistleblowers they represent to bring accountability to Wall Street, protect investors, and ensure that the Dodd-Frank whistleblower programs fully advance the rights of whistleblowers, as intended by Congress,” former Commissioner Lee said. [read post]
6 Mar 2023, 9:05 pm
The effects of securities class action litigation on corporate liquidity and investment policy. [read post]
6 Mar 2023, 9:01 pm
When the foundational securities laws were enacted in the early 1930s, there was a significant focus on the individual corporate issuer. [read post]
28 Feb 2023, 9:24 am
Alternative Regulatory Regime: No alternative regulatory regime or risk-reducing factors existed to protect investors. [read post]
27 Feb 2023, 7:34 am
This Matters to Your Business Last month, the Securities and Exchange Commission filed a lawsuit to enforce a subpoena the SEC had issued to a law firm, Covington & Burling. [read post]
23 Feb 2023, 9:01 pm
Consistent with department-wide commitment to combat schemes exploiting the COVID-19 pandemic, in 2022, we continued to pursue Paycheck Protection Program (PPP) and Economic Injury Disaster Loan (EIDL) fraud cases, as well as securities fraud. [read post]
23 Feb 2023, 6:31 am
Our latest article, The Business of Securities Class Action Lawyering, is the largest academic study to date of the law firms that help shareholders recover money lost to corporate fraud. [read post]
23 Feb 2023, 6:31 am
Our latest article, The Business of Securities Class Action Lawyering, is the largest academic study to date of the law firms that help shareholders recover money lost to corporate fraud. [read post]
22 Feb 2023, 1:07 pm
Many start with and later add investors to ongoing funds and matters. [read post]
22 Feb 2023, 5:45 am
The ethical problems are much graver, particularly when considering the extraordinary favoritism and protection that Trump while in office afforded the Crown Prince. [read post]
