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24 Mar 2024, 10:00 pm
On March 18, the US Securities and Exchange Commission (SEC) announced the first AI-related settled actions against two investment advisers— Delphia (USA) Inc. and Global Predictions Inc. [read post]
24 Mar 2024, 10:00 pm
On March 18, the US Securities and Exchange Commission (SEC) announced the first AI-related settled actions against two investment advisers— Delphia (USA) Inc. and Global Predictions Inc. [read post]
24 Mar 2024, 10:00 pm
On March 18, the US Securities and Exchange Commission (SEC) announced the first AI-related settled actions against two investment advisers— Delphia (USA) Inc. and Global Predictions Inc. [read post]
24 Mar 2024, 10:00 pm
On March 18, the US Securities and Exchange Commission (SEC) announced the first AI-related settled actions against two investment advisers— Delphia (USA) Inc. and Global Predictions Inc. [read post]
24 Mar 2024, 10:00 pm
On March 18, the US Securities and Exchange Commission (SEC) announced the first AI-related settled actions against two investment advisers— Delphia (USA) Inc. and Global Predictions Inc. [read post]
24 Mar 2024, 9:01 pm by renholding
As is customary, I’d like to note that my views are my own as Chair of the Securities and Exchange Commission, and I am not speaking on behalf of my fellow Commissioners or the staff. [read post]
24 Mar 2024, 11:08 am by Stuart Kaplow
The case is now known as In Re: Securities and Exchange Commission, The Enhancement and Standardization of Climate-Related Disclosures for Investors, Issued on March 6, 2024, J.P.M.L., MCP No. 180, consolidation order issued 3/21/24. [read post]
24 Mar 2024, 6:30 am
Yet the Securities and Exchange Commission (SEC) wants a sweeping expansion of its custody rule, which currently covers funds and securities managed by investment advisers. [read post]
24 Mar 2024, 6:30 am
Yet the Securities and Exchange Commission (SEC) wants a sweeping expansion of its custody rule, which currently covers funds and securities managed by investment advisers. [read post]
23 Mar 2024, 11:29 am
• ParticipantsThe following may send representatives, without the right to vote and at the charge of their corresponding administrative budgets:- Parliamentary Assembly of the Council of Europe;- Congress of Local and Regional Authorities of the Council of Europe;- European Court of Human Rights;- Commissioner for Human Rights of the Council of Europe;- Conference of INGOs of the Council of Europe;- Eurimages;- European Audiovisual Observatory;- Committees or other bodies of the Council of… [read post]
22 Mar 2024, 1:42 pm by Joseph Fishkin
Investing in a purportedly for-profit public company does not fit comfortably within the usual definitions of either a bribe or a campaign contribution, and falls primarily under the regulatory purview of a completely different agency (the Securities and Exchange Commission), which is understandably not accustomed to the task of regulating mechanisms for funneling cash to potential future presidents. [read post]
22 Mar 2024, 11:23 am by Tom Smith
 The vote caps off a 2 ½-year saga to take Truth Social public that included charges of insider trading and a fine to settle a Securities and Exchange Commission investigation. [read post]
22 Mar 2024, 9:50 am by Associated Press
Securities and Exchange Commission's new rule requiring companies to disclose some emissions and climate-related information was barely passed before the agency was being hauled to court. [read post]
22 Mar 2024, 2:30 am by David Lynn
The Judicial Panel on Multidistrict Litigation lottery selected the US Court of Appeals for the Eighth Circuit as the venue for hearing a case consolidating nine lawsuits against the March 6 Securities and Exchange Commission regulations filed in six different circuits, according to an order. [read post]
21 Mar 2024, 10:38 am by Samantha Capaldo
On March 6, 2024 the Securities and Exchange Commission (“SEC”) announced a final rule on climate-related disclosures for businesses. [read post]
On 6 March 2024, the US Securities and Exchange Commission adopted final rules by a 3-2 vote that would require domestic and foreign registrants to provide climate-related disclosures in their registration statements and annual reports. [read post]
21 Mar 2024, 6:30 am
On March 6, 2024, the Securities and Exchange Commission (the “SEC” or the “Commission”) voted 3 to 2 to adopt rules requiring registrants to provide additional climate-related information in their registration statements and annual reports, including in their financial statements. [read post]