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31 Oct 2011, 7:59 am
Investors also have to have faith in the foreign entities that sign off on audits, underwrite initial public offerings and promote companies as sound deals. [read post]
22 Oct 2008, 12:15 pm
  If the provision sounds familiar, it is because the Commission had already put the requirement in place pursuant to its emergency authority under Section 12(k)(2) of the Exchange Act. [read post]
17 Jun 2020, 2:19 pm by Simon Lester
In today's Senate Finance Committee hearing on trade policy, Senator Wyden and Ambassador Lighthizer had this exchange (27:42): Wyden:  Let's go on then to another key enforcement issue, and that's China Phase One. [read post]
30 Sep 2010, 8:46 am by Stikeman Elliott LLP
The New York Stock Exchange's Commission on Corporate Governance released a report last week that identified core governance principles it believed could be widely accepted and supported by issuers, investors, directors and other market participants. [read post]
4 Apr 2007, 10:55 am
While this sounds good, instead of "churning" accounts for commissions, brokerage firms are charging 1% to 2% on assets - which is 10% to 20% in 10 years! [read post]
1 Jun 2022, 6:30 am
So, they need to exchange that information far enough ahead of a shareholder meeting to allow each to include all nominees. [read post]
13 Oct 2006, 6:39 am
But Michael Cochrane, a Toronto lawyer and author of Surviving Your Divorce, says that behavioural provisions are historically very hard, if not impossible, to enforce after a couple exchanges vows. [read post]
8 Sep 2014, 6:21 am by Doug Cornelius
The EB-5 Immigrant Investor Program sounds like a scam so I’m not surprised to see it pop up in actual scams. [read post]
18 Mar 2019, 9:00 am by Amy Starnes
Mitchell PLLC, and Roanna Gillespie, a music supervisor at WOW Sounds, educated the South By Southwest audience during a panel titled “Music Licensing Tips and Tricks for Film/TV. [read post]
1 Jun 2022, 6:30 am
So, they need to exchange that information far enough ahead of a shareholder meeting to allow each to include all nominees. [read post]
28 Nov 2022, 9:01 pm by News Desk
The institute will also conduct multi-institutional, multidisciplinary research projects and develop mechanisms for the exchange of technical information and scientific concepts. [read post]
18 Mar 2019, 9:00 am by Amy Starnes
Mitchell PLLC, and Roanna Gillespie, a music supervisor at WOW Sounds, educated the South By Southwest audience during a panel titled “Music Licensing Tips and Tricks for Film/TV. [read post]
19 Feb 2011, 6:37 pm by Arina Shulga
To an entrepreneur trying to raise only $100,000, this will sound complicated and even overwhelming, as well as expensive. [read post]
30 Dec 2009, 2:00 am by Hull & Hull LLP
  Social networks can be used to learn, exchange ideas and collaborate on projects. [read post]
2 Jun 2022, 8:49 am by Silver Law Group
And understanding their value proposition goes beyond if an advisor gives them sound financial recommendations. [read post]