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15 Apr 2010, 8:04 pm
Now Byrne is under investigation by the Securities and Exchange Commission as a result of GAAP violations exposed in this blog. [read post]
7 Mar 2017, 4:28 pm
Reprinted with permission from the March 6, 2017 edition of The National Law Journal © 2017 ALM Media Properties, LLC. [read post]
14 Nov 2017, 3:27 am
Many ICOs are built on top of Ethereum’s platform, which enables the creation of decentralized “smart contracts” that can carry out higher level functions beyond simple transfers of value. [read post]
25 Jan 2021, 10:15 am
Ariix, LLC v. [read post]
24 Feb 2022, 3:52 am
O’Boyle, Jr., LLC, at chuck@cvoboyle.com, who will be able to furnish a detailed specification. [read post]
28 Jun 2012, 9:42 am
Most stocks bought and sold by typical investors are listed on one of the major U.S. stock exchanges such as the Nasdaq or New York Stock Exchange (“NYSE”). [read post]
3 Oct 2019, 2:47 am
Consumers may return the affected product to the store where it was purchased for a full refund or exchange. [read post]
13 Apr 2020, 4:19 pm
Securities and Exchange Commission. [read post]
29 Mar 2010, 2:49 am
“We [the U.S.] are not at the top of the list”, one panelist said. [read post]
2 May 2011, 9:08 pm
For example: Kandi said it sold 2,110 Cocos in its very first year on the market, which would have ranked it among the top companies in the industry. [read post]
3 Jul 2013, 2:55 pm
Metropolitan West Asset Management, LLC highlights at least two important take-aways with respect to the cash solicitation rule. [read post]
10 Mar 2010, 6:43 am
Bland Farms, LLC, 2009 U.S. [read post]
14 Sep 2009, 4:35 pm
He was recognized as the top mathematics student of his graduating year. [read post]
1 Jun 2015, 4:05 am
Date: June 8-9, 2015 Sponsor: Opal Financial Event: Emerging Managers Forum Location: Chicago, IL Date: June 8-9, 2015 Sponsor: FRA Event: SFO Wealth Operations & Performance Location: New York, NY Date: June 8-12, 2015 Sponsor: Infocus International Group Event: Project Scheduling, Risk Analysis and Cost Control Location: Johannesburg, South Africa Date: June 9, 2015 Sponsor: 100WHF Event: Celebrating Education: A Fireside Chat with UConn’s President Susan Herbst Location: Stamford, CT… [read post]
1 Jun 2015, 4:05 am
Date: June 8-9, 2015 Sponsor: Opal Financial Event: Emerging Managers Forum Location: Chicago, IL Date: June 8-9, 2015 Sponsor: FRA Event: SFO Wealth Operations & Performance Location: New York, NY Date: June 8-12, 2015 Sponsor: Infocus International Group Event: Project Scheduling, Risk Analysis and Cost Control Location: Johannesburg, South Africa Date: June 9, 2015 Sponsor: 100WHF Event: Celebrating Education: A Fireside Chat with UConn’s President Susan Herbst Location: Stamford, CT… [read post]
13 May 2022, 6:30 am
Securities and Exchange Commission, on Thursday, May 12, 2022 Tags: Cryptocurrency, Derivatives, SEC, SEC rulemaking, Securities regulation, Swaps, Systemic risk, Transparency [read post]
22 May 2015, 4:52 am
Copyright © 2015 Simple Justice NY, LLC This feed is for personal, non-commercial and Newstex use only. [read post]
5 Sep 2006, 4:10 pm
I wouldn't be surprised if it topped several billion dollars in total monies changing hands before it's all said and done. [read post]
13 May 2022, 6:30 am
Securities and Exchange Commission, on Thursday, May 12, 2022 Tags: Cryptocurrency, Derivatives, SEC, SEC rulemaking, Securities regulation, Swaps, Systemic risk, Transparency [read post]
9 Feb 2018, 5:06 am
Securities and Exchange Commission, on Wednesday, February 7, 2018 Tags: Blockchain, CFTC, Cryptocurrencies, Exchange Act, Financial technology, ICOs, Innovation, Investor protection, SEC, Securities enforcement, Securities fraud Cryptocurrency 2018 Posted by David E. [read post]
