Search for: "U.S. Commodity Futures Trading Commission"
Results 401 - 420
of 1,234
Sorted by Relevance
|
Sort by Date
1 Oct 2013, 6:15 am
[Am Law Daily] * The director of the Commodity Futures Trading Commission’s enforcement unit will be stepping down to spend time more with family. [read post]
23 Nov 2022, 6:41 am
Still, participants were able to trade in significant volumes this year and adjust their risk positions effectively, providing reliable price discovery for the global commodity trade, he stated.Backdrop. [read post]
29 Oct 2019, 7:07 am
Commodity Futures Trading Commission, or CFTC, has jurisdiction when a virtual currency is used in a derivatives contract. [read post]
10 Aug 2022, 9:01 pm
ENDNOTES [1] See Commodity Futures Trading Commission, “CFTC and SEC Approve Confidential Private Fund Risk Reporting” (Oct. 31, 2011), available at https://www.cftc.gov/PressRoom/PressReleases/6132-11 [read post]
18 Jul 2013, 3:00 pm
The Commodity Futures Trading Commission(CFTC) today announced parallel charges against the forex trader and his companies.According to the SEC's complaint that was unsealed late yesterday in U.S. [read post]
17 Feb 2017, 4:56 pm
The Commodity Futures Trading Commission’s (“CFTC” or “Commission”) Division of Swap Dealer and Intermediary Oversight (“DSIO”) recently issued relief to CFTC-registered swap dealers (“SDs”) from compliance with certain CFTC uncleared swaps margin requirements under two No-Action letters (“NALs”). [read post]
15 Jun 2011, 3:37 am
On Tuesday, June 14th, the Commodity Future Trading Commission (CFTC) announced that it would delay rules on certain derivatives rules for up to six months as they work to implement the Dodd-Frank financial reform law.When it became law last July, Dodd-Frank imposed a one year timeline for the CFTC to write new regulations to cover dozens of reforms for the $600 trillion global swaps markets. [read post]
2 Aug 2022, 11:04 am
Caroline Pham, a Republican member of the Commodity Futures Trading Commission, characterized the SEC’s action as a “striking example of regulation by enforcement. [read post]
12 May 2021, 11:13 am
Commodity Futures Trading Commission (CFTC) Whistleblower Program is facing a financial crisis. [read post]
4 Mar 2010, 10:01 am
On March 1, Commodities and Futures Trading Commission (“CFTC”) Chairman, Gary Gensler, spoke to the Institute of International Bankers about over-the-counter (“OTC”) derivatives reform. [read post]
27 Jun 2018, 9:13 am
This indicates that foreigners have U.S. dollars that, at some point in the future, will be reinvested into the United States. [read post]
28 Aug 2022, 6:34 pm
Commodity Futures Trading Commission defines wash trading as “entering into, or purporting to enter into, transactions to give the appearance that purchases and sales have been made, without incurring market risk or changing the trader’s market position. [read post]
19 Oct 2018, 1:10 pm
On October 16, 2018, Commissioner Brian Quintenz of the Commodity Futures Trading Commission (“CFTC”) shared his views on smart contract regulation by the CFTC. [read post]
11 Jun 2011, 2:11 pm
As such, the CFTC will have access to information on registered advisers trading commodity interests through Form PF and will be able to use information obtained through Form PF to assist with its regulatory programs. [read post]
25 Nov 2013, 9:38 am
Effective September 30, 2013, the Commodity Futures Trading Commission (the “CFTC”) issued a rule permitting commodity pool operators (“CPOs”) to allow certain third party service providers to maintain the CPO’s books and records. [read post]
30 Jan 2012, 9:52 am
The Commission proposes a non-exhaustive list of factors that federal courts must consider in determining whether the offense involves sophisticated insider trading, including the number and dollar value of the transactions; the number of securities involved; the duration of the offense; whether corporate shells or offshore financial accounts were used to hide transactions; and whether internal monitoring or auditing systems or compliance and ethics program standards or procedures… [read post]
6 Jun 2007, 6:02 pm
Between November 1993 and June 1996, defendants executed 149 trades on the London Metal Exchange, accounting for tens of millions of tons of copper, on Sumitomo's behalf.Several regulatory agencies eventually investigated this activity, including the Commodities Futures Trading Commission, the London Metal Exchange, the Securities and Investment Board and the U.S. [read post]
25 Aug 2010, 6:50 am
The Commodity Futures Trading Commission’s Office of General Counsel issued a no-action letter Aug. 17 permitting the offer and sale in the United States of the Turkish Derivatives Exchange’s futures contract based on the Istanbul Stock Exchange 30 Stock Index… Read this entire article for free, simply activate your free 15 day trial access to Alternative Investment Law Report now. [read post]
1 Nov 2021, 11:29 am
The Commodity Futures Trading Commission issued its required annual report to Congress covering the CFTC Whistleblower Reward Program. [read post]
25 Sep 2015, 10:51 am
“Tera Exchange facilitated wash trading and prearranged trading in violation of the Commodity Exchange Act,” she said. [read post]
