Search for: "U.S. Commodity Futures Trading Commission"
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11 Jul 2020, 6:29 am
Securities and Exchange Commission and the U.S. [read post]
9 Jul 2020, 7:24 am
Commodity Futures Trading Commission, told Law360 that Libra’s changes to its white paper and recent hires — including CEO Stuart Levey and general counsel Robert Werner, who both have extensive Treasury experience — “signify that they are making compliance a priority. [read post]
2 Jul 2020, 8:40 am
U.S. [read post]
29 Jun 2020, 12:49 pm
Commodity Futures Trading Commission (CFTC) posted two Notices of Covered Action regarding the recent settlement of enforcement matters. [read post]
28 Jun 2020, 5:05 am
It provides more than 50 recommendations for key financial regulators to adopt, including the Federal Reserve Bank (the Fed), the Office of the Comptroller of the Currency (OCC), the Federal Deposit Insurance Corporation (FDIC), the Securities and Exchange Commission (SEC), the Commodity Futures Trading Commission (CTFC), state and federal insurance regulators, the Federal Housing Finance Agency (FHFA), and the Financial Stability Oversight Council… [read post]
25 Jun 2020, 5:13 pm
The Commission took two related actions relating to electronic trading. [read post]
17 Jun 2020, 10:28 am
On May 28, the Commodity Futures Trading Commission (CFTC) approved an interim rule to grant an extension of the compliance schedule for initial margin requirements for uncleared swaps in response to operational challenges certain entities are facing due to the COVID-19 pandemic. [read post]
22 May 2020, 8:26 am
(describing the holding of Commodity Futures Trading Comm'n v. [read post]
14 May 2020, 7:35 am
On March 28, 2020, the Commodity Futures Trading Commission (CFTC) issued final interpretive guidance (Guidance) clarifying its position with respect to retail commodity transactions and the “actual delivery” exception in the context of digital assets. [read post]
24 Apr 2020, 9:22 am
“Every individual with knowledge of coronavirus frauds can file whistleblower claims anonymously and confidentially with the SEC or the Commodity Futures Trading Commission, depending on the nature of the fraud. [read post]
23 Apr 2020, 5:00 pm
The meeting featured remarks from U.S. [read post]
23 Apr 2020, 6:37 am
Commodity Futures Trading Commission each have whistleblower programs created under the Dodd-Frank Act. [read post]
21 Apr 2020, 2:15 pm
Commodity Futures Trading Commission (CFTC) approved a whistleblower award to an individual who “voluntarily provided original information… .that led to successful enforcement action” under the Commodity Exchange Act. [read post]
21 Apr 2020, 12:46 pm
In November 2019, the financial services regulators responsible for the Volcker Rule regulations (the Board of Governors of the Federal Reserve Board, the Office of the Comptroller of the Currency, the Commodity Futures Trading Commission, the Federal Deposit Insurance Corporation and the Securities and Exchange Commission, collectively, the “Agencies”) issued final rules revising the proprietary trading restrictions placed on certain… [read post]
16 Apr 2020, 4:55 am
On March 24, U.S. [read post]
15 Apr 2020, 4:35 pm
According to the 2019 rule proposal, CFTC regulation §160.30 requires every futures commission merchant (FCM), registered foreign exchange dealer (RFED), commodity trading advisor (CTA), commodity pool operator (CPO), introducing broker (IB), major swap participant (MSP), or swap dealer (SD) subject to the jurisdiction of the Commission to have policies and procedures to safeguard customer records and information. [read post]
15 Apr 2020, 6:50 am
Perhaps more importantly for those involved in commodities markets, the Commodity Futures Trading Commission (CFTC) filed an amicus curiae, or “friend of the court,” brief in the Second Circuit case supporting the traders (Prime International Trading LTD., et al. v. [read post]
14 Apr 2020, 6:00 am
Beham sits on the U.S. federal government’s five-member Commodity Futures Trading Commission. [read post]
7 Apr 2020, 8:26 am
Commodity Futures Trading Commission (CFTC) has issued a warning to the public of possible fee scams and “get rich quick” schemes that aim to prey on the fallout from the coronavirus pandemic. [read post]
2 Apr 2020, 9:03 pm
As a result, there have been times where Vibrio spp. in seafood has disrupted international trade. [read post]
