Search for: "UBS Investment Bank"
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12 Jan 2011, 7:48 am
But the rules that hold back investment banks from doing more China business are unusually strict. [read post]
11 Jan 2011, 8:36 am
For the first time in two years, Switzerland’s UBS AG has begun making markets in derivatives tied to municipal bonds and other securities. [read post]
28 Dec 2010, 10:41 am
In 2007 and 2008, investment firms like UBS, Morgan Stanley, Citigroup, Merrill Lynch and others sold billions of dollars in various series of preferred stock issued by the two mortgage giants. [read post]
21 Dec 2010, 6:13 pm
In 2003, he left UBS to set up a private investment firm, taking about 150 UBS clients with him. [read post]
9 Dec 2010, 11:31 am
As I have said from the beginning, this was never about one country or one bank. [read post]
22 Nov 2010, 9:01 am
.'s Jennison Associates asset-management unit, UBS AG's UBS Financial Services Inc. unit, and Deutsche Bank AG.Insider-trading charges are expected against consultants, investment bankers, hedge-fund and mutual-fund traders and analysts across the nation, the Journal says.This looks like another instance where many of the very people who tell the layperson that the markets are rational and transparent are playing by completely different rules. [read post]
14 Nov 2010, 4:03 pm
Some firms weathered it much better than others: America’s Citigroup and Switzerland’s UBS experienced severe losses whereas JPMorgan Chase and Credit Suisse (also in America and Switzerland respectively) suffered far less damage. ... [read post]
11 Nov 2010, 11:38 am
Investors have since filed arbitration claims against UBS, one of the largest sellers of Lehman structured notes. [read post]
5 Nov 2010, 6:38 pm
Meantime, FINRA has ordered the investment bank to repurchase the notes from the retired couple. [read post]
5 Nov 2010, 3:37 pm
The notes plunged in value when the investment bank collapsed in 2008. [read post]
28 Oct 2010, 5:37 am
But to conceal income he might earn on his investments made with the money, UBS helped Rudolph create a shell firm called Lucky Overseas Ventures. [read post]
18 Oct 2010, 1:33 am
" Salmon comments relate to a process the investment banks followed as they assembled the pools of mortgages for securitization. [read post]
28 Sep 2010, 3:06 pm
Alex Wilmot-Sitwell, the co-head of UBS's investment bank, has been named co-chairman and co-chief executive of the bank's operations in Asia. [read post]
28 Sep 2010, 12:36 pm
Moelis & Company, an investment bank founded by former UBS investment banker Kenneth Moelis, will pay $2 billion for the hedge fund Gracie Credit. [read post]
20 Sep 2010, 1:47 pm
Trust and joined Citi Private Bank. [read post]
15 Sep 2010, 3:17 am
Goldman Sachs and UBS are missing out on Chinese initial public offerings as local investment banks lead record numbers of small companies to sell shares in Shenzhen, Bloomberg News reported. [read post]
10 Sep 2010, 2:23 am
The case against Raymond James may be somewhat distinct from the cases that had been pending against other large investment banks. [read post]
27 Aug 2010, 6:19 pm
A ProPublica analysis shows for the first time the extent to which banks — primarily Merrill Lynch, but also Citigroup, UBS and others — bought their own products and cranked up an assembly line that otherwise should have flagged. [read post]
11 Aug 2010, 10:34 am
But they don't necessarily shield owners from IRS scrutiny, as the U.S. account-holders of UBS have found out.Most U.S. taxpayers with international investments are likely aware that they are required to declare income earned from all sources located anywhere in the world, but many are not aware of the extensive reporting requirements on foreign accounts and investments, regardless of whether they generate any taxable income. [read post]
9 Aug 2010, 3:10 pm
Another 74 year old was sentenced to 60 years for persuading retirees to invest more than $2.6 million into nonexistent bank-related investments. [read post]
