Search for: "US Trade and Exchange, LLC" Results 401 - 420 of 1,711
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8 Jul 2021, 11:11 am by Edward T. Kang and Ryan T. Kirk
Even compelling rationales like protecting trade secrets cannot justify using disproportionately broad and untethered confidentiality orders. [read post]
The lawsuit was filed by social media trade associations NetChoice LLC and Computer & Communications Industry Association (CCIA). [read post]
21 Jun 2021, 12:00 pm by Overhauser Law Offices, LLC
The Parties apparently exchanged multiple letters regarding the Website Content and various other intellectual property rights. [read post]
18 Jun 2021, 5:32 am by zamansky
The “heightened risks” of the Bitcoin futures market include: Lack of Regulation – While mutual funds and exchange-traded funds (ETFs) that hold Bitcoin futures are subject to federal regulation, the same is not true of the Bitcoin futures market itself. [read post]
16 Jun 2021, 11:59 am by Jason Rantanen
  While many licenses are not publicly disclosed, licenses that are material to the business of publicly-traded companies are accessible through the Securities and Exchange Commission’s EDGAR database. [read post]
16 Jun 2021, 5:27 am by zamansky
Bogus Websites Since Bitcoin and other cryptocurrencies are not traded on regulated exchanges, some fraud artists are setting up bogus websites touting investment advice or ways to invest in cryptocurrency. [read post]
11 Jun 2021, 9:20 am by Kristian Soltes
Hester Peirce, one of two Republicans among the five commissioners at the Securities and Exchange Commission, told the Financial Times she was worried about the push by several US regulators to play a more active role in the $1.5tn cryptocurrency market. [read post]
9 Jun 2021, 6:06 am
On May 19, 2021, the Securities and Exchange Commission (“SEC”) approved proposed rule changes submitted by The Nasdaq Stock Market LLC (“Nasdaq”) that allow companies to list in connection with a concurrent primary offering. [read post]
4 Jun 2021, 7:49 am by Joanna Herzik
The firm filed a complaint with the Federal Trade Commission and per its guidance also emailed a screen shot of the contact form to the Anti-Phishing Working Group at apwg.org. [read post]
4 Jun 2021, 7:49 am by Joanna Herzik
The firm filed a complaint with the Federal Trade Commission and per its guidance also emailed a screen shot of the contact form to the Anti-Phishing Working Group at apwg.org. [read post]
3 Jun 2021, 6:20 am by The White Law Group
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois. [read post]
31 May 2021, 1:11 pm by Staff Attorney
Investors who have suffered losses are encouraged to contact us at (800) 810-4262 for consultation. [read post]
26 May 2021, 8:42 am by John Jascob
Nasdaq is the second major exchange to obtain such approval within the last six months following New York Stock Exchange LLC’s similar approval in December 2020. [read post]
24 May 2021, 6:31 am by Staff Attorney
Investors who have suffered losses are encouraged to contact us at (800) 810-4262 for consultation. [read post]
21 May 2021, 10:23 am by luiza
Three broker-dealers—Citadel Securities LLC, Natixis Securities Americas LLC, and MUFG Securities Americas Inc. [read post]
14 May 2021, 8:31 am by zamansky
The post FINRA Issues Investor Alert Regarding Zero-Commission Online Trading appeared first on Zamansky LLC. [read post]
  The publicly registered non-traded real estate investment trust (REIT) disclosed in a recent filing with the US Securities and Exchange Commission (SEC) that since December 2020 the latter has been looking into certain reimbursements made to Legendary Capital REIT III, LLC, as well as at disclosures involving reimbursement procedures and policies. [read post]
3 May 2021, 1:54 pm by Silver Law Group
Investors in REITs can end up losing significant value and being stuck in the investment because REITs are not publicly traded on an exchange. [read post]