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18 Dec 2018, 11:03 am by Silver Law Group
Morgan Securities LLC   Virginia Nichols   LPL Financial LLC   Merrill Lynch, Pierce, Fenner & Smith Inc   Michael Nickoli   AXA Advisors, LLC   NML Investors, LLC   Jeffrey Offen   Craft Capital Management LLC   Salomon Whitney Financial   Issac Onu   NY Life Securities LLC   Wells Fargo Advisors, LLC   Michael Resciniti   Spartan Capital Securities, LLC   First Standard Financial… [read post]
17 Dec 2018, 3:14 pm by Kevin LaCroix
  Specifically, the SEC alleged that Mayweather failed to disclose promotional payments from three ICO issuers, including $100,000 from Centra Tech, Inc. [read post]
4 Dec 2018, 10:29 pm by MOTP
VICKIE FORBY, individually and on behalf of all others similarly situated in Illinois, Plaintiff-Appellant,v.ONE TECHNOLOGIES, L.P., ONE TECHNOLOGIES MANAGEMENT, L.L.C.; ONE TECHNOLOGIES CAPITAL, L.L.P., Defendants-Appellees. [read post]
3 Dec 2018, 7:00 am by Malecki Law Team
  In early 2018, the private equity firm JLL Partners announced it had reached a deal to acquire XDD USA from its previous owner and manager, Clearview Capital. [read post]
30 Nov 2018, 6:06 am
Doyle, American Council for Capital Formation (ACCF), on Thursday, November 29, 2018 Tags: Asset managementCapital formation, Capital markets, Fund managers, Glass Lewis, Institutional Investors, Institutional voting, ISS, Ownership, Proxy advisors, Proxy voting, SEC, Securities regulation, Transparency The Shift from Active to Passive Investing: Potential Risks to Financial… [read post]
16 Nov 2018, 5:45 am
Nelson (University of Houston), and Roberto Tallarita (Harvard Law School), on Wednesday, November 14, 2018 Tags: Accountability, Citizens United v. [read post]
6 Nov 2018, 11:51 am by Samuel Cohen
THE LEGAL SYSTEM IN ARGENTINA Argentina is a federal union of 23 provinces (or provincias) and a federal capital district, the City of Buenos Aires. [read post]
31 Oct 2018, 11:21 am by John Elwood
Our lead story this week is that Justice Sonia Sotomayor managed to get out an opinion respecting denial in Townes v. [read post]
26 Oct 2018, 7:27 am by Silver Law Group
Morgan Securities LLC   Bustamante Family Legacy LLC   Daniel Flores   Woodbury Financial Services, Inc   Princor Financial Services Corporation   Jose Giraldo   Merrill Lynch, Pierce, Fenner & Smith Inc   David Lerner Associates, Inc   Joshua Krize   Wells Fargo Clearing Services, LLC   Country Capital Management Company   Francine Lanaia   Windsor Street Capital, LP   Meyers… [read post]
24 Oct 2018, 4:33 pm by Kevin LaCroix
John Reed Stark Most readers are undoubtedly familiar with the concept of “insider trading” – that is, the purchase or sale by company insiders of their personal holdings in company shares based on material non-public information. [read post]
8 Oct 2018, 5:00 pm
If Donald Trump has ever read anything, I suspect he’s read a Campaign, Inc., playbook. [read post]
5 Oct 2018, 5:52 am
McIntosh, Wachtell, Lipton, Rosen & Katz, on Friday, September 28, 2018 Tags: #MeToo, Accountability, Board composition, Boards of Directors, Compensation ratios, Corporate culture, Diversity, Human capital, Institutional Investors, Misconduct, Risk management, Shareholder activism, Shareholder voting On Elon Musk, Donald Trump, and Corporate Governance Posted by Alissa Amico, GOVERN, on Saturday,… [read post]
11 Sep 2018, 8:23 am by Renae Lloyd
(filings through 2012-02-15)) acquires and manages a portfolio of commercial real estate investments located in the United States, according to Bloomberg. [read post]
10 Sep 2018, 3:38 pm by Guest Author Adonis Hoffman, Esq.
Apollo Capital Management, Blackstone, Providence Equity Partners, and others are actively shopping for TV stations in markets throughout the United States. [read post]