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6 Jan 2010, 9:56 am
” Page Perry, LLC is an Atlanta-based law firm with over 125 years collective experience representing investors in securities-related litigation and arbitration. [read post]
14 Jan 2022, 5:57 am
(University of Pennsylvania) and Dorothy S. [read post]
9 May 2011, 4:24 am
Other professions such as entrepreneur or investment banker are more lucrative with a lower demand on time. [read post]
21 Oct 2021, 9:02 pm
The newly appointed NACMCF members to serve a two-year term are: Teshome Yehualaeshet, Tuskegee University Yaohua (Betty) Feng, Purdue University Bing Wang, University of Nebraska-Lincoln Randy W. [read post]
31 Dec 2010, 8:41 pm
Ernest Park Kim, previously with Wells Fargo Investments, LLC in Los Angeles, CA, was fined $5,000 and suspended from association with any FINRA member in any capacity for 30 business days in connection with altering the date on a document that firm customers had previously signed and dated without the customers' knowledge, authorization or consent. [read post]
28 Jan 2019, 11:42 am
Just a week before Christmas, the SEC announced the assessment of a $100,000 penalty as part of an administrative settlement it reached with Ancora Advisors LLC, a Cleveland-based investment advisory firm. [read post]
6 Oct 2014, 3:30 am
On October 16, 2014, at the third annual LLC Institute held in Arlington, Virginia, I’ll be on a panel along with Professor Eric Chiappinelli (Texas Tech University School of Law), Professor Benjamin Means (University of South Carolina School of Law), Professor Douglas Moll (University of Houston Law Center), and Professor Robert Thompson (Georgetown Law) for a program called Family Business Disputes. [read post]
20 Sep 2020, 8:21 pm
July 24, 2014) ITW Global Investments, Inc. v. [read post]
20 Jan 2016, 8:00 am
Claim Construction: Universal Lighting Technologies, Inc., v. [read post]
8 Jun 2015, 10:07 am
A reversal of the patent, or of the deed, after the fact impacts the investments made in the invention. [read post]
22 May 2016, 5:47 am
Copyright © 2007-2016 Simple Justice NY, LLC This feed is for personal, non-commercial and Newstex use only. [read post]
8 Oct 2021, 6:00 am
Crises as Opportunities for Growth: The Strategic Value of Business Group Affiliation Posted by Jason Zein (University of New South Wales), on Friday, October 1, 2021 Tags: Business groups, Capital markets, Emerging markets, Family firms, Financial crisis, International governance, Peer groups, Shocks Key Takeaways From Recent SEC Cybersecurity Charges Posted by Michael Osnato, Allison Bernbach, and William LeBas, Simpson Thacher &… [read post]
17 Dec 2018, 3:14 pm
John Reed Stark On November 29, 2018, the SEC announced that it had settled charges with boxer Floyd Mayweather Jr. and music producer DJ Khaled for failing to disclose payments they received for promoting investments in Initial Coin Offerings (ICOs). [read post]
5 Mar 2024, 11:35 am
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18 Mar 2024, 6:00 am
Investments by the worker and the potential employer. [read post]
20 Jun 2009, 9:38 am
The truth is most brokers already have fiduciary duties when they solicit their customer's trust and provide investment advice. [read post]
22 Jul 2013, 11:45 am
Investment firms have caught on -- they're buying too. [read post]
22 Jul 2013, 11:45 am
Investment firms have caught on -- they're buying too. [read post]
1 Dec 2011, 1:58 pm
Harris is counsel to Woodside, California, investment management firm Aurum STS Aggressive Trading LLC. [read post]
23 Jun 2017, 6:07 am
Inside Investment and Hedge Fund Performance Posted by Arpit Gupta, NYU Stern School of Business and Kunal Sachdeva, Columbia Business School, on Wednesday, June 21, 2017 Tags: Agency costs, Asset management, Conflicts of interest, Fund managers, Hedge funds, Incentives, Institutional Investors, Investment advisers, Management, Ownership, Private equity, Skin in the game Are Shareholder Proposals on Climate Change… [read post]
