Search for: "Wells Fargo & Company"
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12 Mar 2019, 2:23 pm
He was previously a registered broker with Wells Fargo (WFC), Stifel Nicolaus & Company (SF), First Union, and other firms. [read post]
11 Mar 2019, 9:08 am
It would also ensure that financial crimes like the Wells Fargo fake account scandal cannot be hidden from the public in a private and opaque process. [read post]
6 Mar 2019, 9:00 am
I thought, well that’s my logo. [read post]
5 Mar 2019, 12:47 pm
Schmidt was registered with Wells Fargo Advisors Financial Network from 2006 until October 2017 when he was reportedly fired for the scheme. [read post]
3 Mar 2019, 9:06 am
The Derivative Lawsuit Settlement The settlement agreement consists of several parts: (1) a monetary payment of $240 million to be paid by the Insurers to Wells Fargo; (2) acknowledgement by Wells Fargo that the derivative suit was a significant factor in the company’s adoption during the suit’s pendency of a number of corporate governance reforms; (3) acknowledgement by Wells Fargo that the derivative suits were a… [read post]
3 Mar 2019, 9:06 am
The Derivative Lawsuit Settlement The settlement agreement consists of several parts: (1) a monetary payment of $240 million to be paid by the Insurers to Wells Fargo; (2) acknowledgement by Wells Fargo that the derivative suit was a significant factor in the company’s adoption during the suit’s pendency of a number of corporate governance reforms; (3) acknowledgement by Wells Fargo that the derivative suits were a… [read post]
27 Feb 2019, 7:40 am
Philadelphia is accusing Bank of America, Citigroup, Goldman Sachs, Wells Fargo (WFC), JPMorgan Chase, Barclays, and Royal Bank of Canada (RBC) of colluding together to rig variable rate demand obligations (VRDOs) by agreeing not to compete against one another for re-marketing services involving these securities. [read post]
23 Feb 2019, 2:38 pm
From May 2013 until April 2014 Stephens was registered with Wells Fargo Advisors, LLC. [read post]
22 Feb 2019, 8:50 pm
Wells Fargo, N.A., (2018) the court held that employers are not required to provide final wage statements (pay stubs) at the same time as the final check, but instead have until the semimonthly deadline set forth in Labor Code section 226(a). 3. [read post]
12 Feb 2019, 1:49 pm
The four cases that made the Top 100 list during 2018 are Petrobras, which at $3 billion was the fifth largest settlement of all time; Wells Fargo, at $480 million, the 31st largest; Allergan, $250 million, the 68th largest; and Wilmington Trust Corp. [read post]
8 Feb 2019, 6:04 am
Fried (Harvard Law School) and Matthew Schoenfeld (Burford Capital), on Monday, February 4, 2019 Tags: Cayman Islands, China, Controlling shareholders, Cross-border transactions, Fairness review, Foreign firms, Going private, International governance, Investor protection, IPOs, Minority shareholders, Tech companies, Unicorns Internal Forecasts and M&A Posted by Paul M. [read post]
5 Feb 2019, 2:59 am
Remember that a few years ago in a different kind of scandal, Wells Fargo started off with forfeitures – and eventually also clawed back pay. [read post]
30 Jan 2019, 1:03 pm
Edwards & Sons Uribe, Juan Wells Fargo Clearing LLC JP Morgan Securities Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court. [read post]
29 Jan 2019, 8:22 pm
HollanderHolding: An arbitration agreement between a bank customer and the bank was enforceable because the arbitration provision was broad and sufficiently related to the dispute between the parties.Facts:Plaintiff Meghan Stone (“Stone”) alleged that Wells Fargo Bank (the “Bank”) improperly took funds from her account, in violation of the terms of her service agreement (the “Agreement”) with the Bank. [read post]
29 Jan 2019, 3:12 pm
Companies: In recent years, plaintiff shareholders have targeted non-U.S. companies with greater frequency than these companies percentage of listings on U.S. exchanges might suggest. [read post]
28 Jan 2019, 2:00 am
While in the case of Wells Fargo, the vast majority of the scandalous events were intentional, our other examples included instances of poor judgment and simple mistakes. [read post]
25 Jan 2019, 9:41 am
Contact your company to see what options are available. [read post]
25 Jan 2019, 9:21 am
This company buys debts for pennies on the dollar from banks such as Wells Fargo, Citi Bank, Chase and Capital One. [read post]
25 Jan 2019, 5:58 am
Bell, Fenwick & West LLP, on Tuesday, January 22, 2019 Tags: Board composition, Board declassification, Board leadership, Boards of Directors, Classified boards, Corporate governance, Diversity, Dual-class stock, Executive ownership, Majority voting, Outside directors, Public firms, Shareholder proposals, Shareholder voting, Surveys, Tech companies Directors: Older and Wiser, or Too Old to… [read post]
7 Jan 2019, 9:01 pm
Then the enormous pressure on them to trade will be reduced to avoid the violations such as the Wells Fargo example. [read post]
