Search for: "Wells Fargo Financial"
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8 Dec 2008, 2:12 pm
Prior to receiving this proposal, Wachovia had been negotiating with Citigroup to complete a merger transaction that included assistance from the federal government.Following the announcement of the Well Fargo merger, a Wachovia shareholder brought a lawsuit in the North Carolina business court seeking to enjoin the merger between Wells Fargo and Wachovia on an expedited basis, arguing that the merger should be enjoined because it violates the… [read post]
31 Oct 2014, 10:50 am
District Court for the Eastern District of New York by Michelle Hartley, a former advisor of Wells Fargo Advisors, alleging race discrimination and harassment at Wells Fargo’s Garden City, New York office. [read post]
26 Apr 2018, 6:28 am
At the time, Parker was associated with Wells Fargo in Santa Fe, New Mexico. [read post]
5 Oct 2008, 4:53 pm
Under Wachovia’s agreement with Wells Fargo “Citigroup is always free to make a superior offer to Wachovia. [read post]
14 May 2012, 12:03 pm
You’re a liar, Wells Fargo. [read post]
13 Oct 2008, 12:15 pm
To lock up the deal for Wells Fargo. [read post]
23 Feb 2012, 9:11 pm
Supervisors told his entire group that “Wells Fargo had submitted over 10,000 files to Promentory. [read post]
16 Apr 2024, 1:32 pm
Paul Trimber, Wells Fargo Advisor, Allegedly Converted Senior Customer’s Funds According to public records, FINRA, the broker-dealer regulator, has barred former Wells Fargo financial advisor Paul Trimber (CRD#: 2765260) from the securities industry. [read post]
24 May 2012, 8:15 am
After Pittsburgh-area homeowner Mary Glover was subjected to a series of overcharges on her mortgage and misallocation of her payments by Goldman Sachs and Wells Fargo, she filed a putative class action under state contract law, the FDCPA, and state consumer protection laws. [read post]
19 Sep 2010, 7:26 pm
I don’t even have a loan or bank with Wells Fargo, but I can tell you that I never will, as well. [read post]
1 May 2012, 6:06 am
Wells you’ve certainly come to the right fargo. [read post]
4 Mar 2018, 5:43 am
Wells Fargo Unpaid Overtime Class Action Gets Second Circuit Nod for AAA Arbitration (BrokeAndBroker.com Blog) http://www.brokeandbroker.com/3861/wells-fargo-aaa/In 2015, former Wells Fargo Advisors, LLC entry-level financial advisors Reagan Tucker, Benjamin Dooley, Marvin Glasgold, Livia Sappington, Ewa Kelly, and Patrick LaBorde filed putative class arbitrations before ... [read post]
3 Dec 2021, 12:59 pm
California Court of Appeal Retains State Court Jurisdiction of BTIG Employment Retaliation Lawsuit (BrokeAndBroker.com Blog)Federal Court Sanctions Slovakian Trader and His Principals for Spoofing and Engaging in a Manipulative and Deceptive Scheme (CFTC Release)SEC Obtains Default Judgment Against Recidivist Securities Fraudster (SEC Release)Mexican Businessman Arrested for $30M Fraud Scheme (DOJ Release)Cheshire Investment Advisor Sentenced to 30 Months for Stealing More Than $600K from Elderly… [read post]
26 Sep 2019, 6:18 am
Corporate governance continues to be a focus of not just the financial media but the popular media, as well. [read post]
8 May 2009, 4:51 am
And in San Francisco, at Wells Fargo, the worry is credit cards - a staggering 26 percent of that bank's card loans, federal regulators have concluded, might go bad if the economy takes a turn [...] [read post]
9 Dec 2017, 12:26 pm
Devito was formerly registered with Wells Fargo Advisors (Wells Fargo). [read post]
28 May 2010, 7:25 am
Winogura shared with the newspaper an email that she wrote to Wells Fargo & Co. [read post]
20 Feb 2017, 8:59 am
From the Desk of Jim Eccleston at Eccleston Law LLC:Across its private client, independent brokerage and in-bank brokerage channels, Wells Fargo Advisors experienced a net loss of 204 brokers during the fourth quarter of this past year. [read post]
22 Dec 2021, 6:51 am
The sanctions, which were levied against the firm’s core Wells Fargo Clearing Services broker-dealer and Wells’ independent Financial Network unit, included almost $2.5 million in restitution and $650,000 in fines. [read post]
14 Jun 2017, 12:51 pm
While registered as an advisor at Morgan Stanley and then Wells Fargo, Parthemer served as a financial advisor to NFL and NBA star athletes. [read post]
