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9 Feb 2012, 9:56 am
The terms of the settlement deal — which are binding upon Bank of America, JPMorgan Chase, Wells Fargo, Citigroup and Ally Financial (formerly GMAC) — require the banks to reduce the outstanding balance of many mortgages, refinance others and also send out checks to thousands of Americans who were improperly foreclosed on or facing an unlawful foreclosure suit. [read post]
24 Apr 2012, 8:45 am
., now known as Wells Fargo Advisors ("Wachovia"), was for far less than Grayson requested. [read post]
31 Jul 2015, 2:58 pm
Berger had misappropriated funds from elderly customers with registered with Wells Fargo Advisors LLC and MetLife Securities, Inc. [read post]
8 Mar 2011, 9:36 am
Michael Garland of the NYC funds said the proposal would appear on the ballot at Wells Fargo, but still faces no-action requests from Bank of America and JPMorgan Chase. [read post]
7 Oct 2016, 9:58 am
Tricario, a former LPL, Wells Fargo FiNet and Merrill Lynch adviser was charged with stealing more than $1.1 million from an elderly client, along with her coin collection. [read post]
14 Oct 2008, 5:00 pm
Wells Fargo will get $5 billion for its acquisition of Wachovia, and Bank of America the same for amount for its purchase of Merrill Lynch. [read post]
27 Aug 2018, 8:34 am
Brokers, advisers and insurance agents implicated in alleged $100 million investment fraud, April 23, 2018 The Consent Order in the Galvin Case (PDF) The SEC Case in the Rothenberg Case (PDF) More Blog Posts:Unregistered Brokers Are Charged With Selling More Than $243M of Woodbridge Securities to Over 1600 Investors, August 24, 2018 Ex-Wells Fargo Advisors Claim Bank Pressured Them to Sell Products That Charged Higher Fees to High-Net Worth Investors, August 23, 2018 GPB Capital… [read post]
10 Jun 2011, 9:40 pm
Related Web Resources: SEC Examining If Goldman-Libya Connection Violated Bribery Laws, Huffington Post, June 9, 2010 SEC Looks At Goldman, Others’ Dealing With Libyan Sovereign Fund, The Wall Street Journal, June 9, 2011 More Blog Posts: Goldman Sachs Subpoenaed Over Financial Crisis, Institutional Investors Securities Blog, May 31, 2011 Goldman Sachs and Wells Fargo Investments Repurchase $26.9M in Auction-Rate Securities from New Jersey Investors,… [read post]
22 Feb 2016, 5:02 am
The docket in the case shows that the day after Judge Feuerstein denied their Rule 67 motion, they wrote to the judge, informing her that they had wired the $400 to an IOLTA account at Wells Fargo Bank and that it would be held there for the benefit of the two plaintiffs. [read post]
22 Feb 2016, 5:02 am
The docket in the case shows that the day after Judge Feuerstein denied their Rule 67 motion, they wrote to the judge, informing her that they had wired the $400 to an IOLTA account at Wells Fargo Bank and that it would be held there for the benefit of the two plaintiffs. [read post]
9 Jul 2015, 11:27 am
At least one broker-dealer, Wells Fargo Advisors, currently faces investor loss recovery claims in arbitration.Broadmeadow Capital, which is affiliated with F-Squared rival Good Harbor Financial, is petitioning the bankruptcy court to take over the remaining assets.The attorneys of Eccleston Law LLC represent investors and advisers nationwide in securities and employment matters. [read post]
13 Jul 2013, 10:51 pm
Despite receiving assistance from taxpayers in 2008, today, noted the Senators, the nation’s four largest financial institutions, JPMorgan Chase, Bank of America, Citigroup, and Wells Fargo, are nearly $2 trillion larger today than they were before the crisis. [read post]
14 Jul 2022, 8:28 am
His previous employers were Wells Fargo Advisors, LLC (CRD#:19616), also of Wilmington, and Charles Schwab & Co., Inc. [read post]
6 May 2014, 8:43 am
Bauer-Álvarez has successfully represented Wells Fargo Bank, N.A., the indenture trustee and successful plan proponent in In re El Comandante Management Corp.; the representation of the DIP Lender and purchaser of the assets in In re Newcomm Wireless Services, Inc., the representation of Pueblo, Inc. in the acquisition of the Pueblo Supermarkets chain in In re Nutritional Sourcing Corporation, and the representation of the Puerto Rico Tourism Development Fund… [read post]
2 Apr 2014, 7:57 am
Aouad, 35, Garnet Valley, Pennsylgania, was sentenced to 70 months in prison and restitution of $5,462,682 for a mortgage fraud scheme involving fraudulently obtained mortgages to purchase properties in North Wildwood, New Jersey, and Dorchester, Masschusetts, and a bank fraud scheme involving fraudulently obtained lines of credit at Wachovia Bank, now Wells Fargo Bank. [read post]
18 May 2022, 6:39 am
His previous employers were Wells Fargo Advisors, LLC (CRD#:19616), also of Westlake Village, and Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD#:7691) of New York, NY. [read post]
26 Apr 2012, 4:51 pm
During this time, he worked for Invest Financial Corporation, Harbor Financial Services, and Wells Fargo Advisors, which terminated him as their broker in 2010. [read post]
26 Jul 2019, 1:24 pm
Five of the firms that self-reported collectively paid over $30M in restitution: Raymond James Financial Services (RJF) Wells Fargo Advisors (WFC) Raymond James & Associates Wells Fargo Advisors Financial Network LPL Financial (LPLA) Several months later, Edward Jones, AXA Advisors, Janney Montgomery Scott, Stifel Nicolaus & Company (SF), and Stephens Inc. collectively agreed to pay $18M in restitution to charitable and retirement accounts, also… [read post]
27 Oct 2010, 8:59 pm
We've been saying for weeks that the robo-signers are merely a symptom of much deeper troubles wracking the foreclosure mill law firms and their clients, the big banks such as Bank of America, GMAC, Citigroup, Wells Fargo, Chase, and others. [read post]
16 Apr 2012, 10:17 am
., Wells Fargo & Company, Citigroup Inc., and Ally Financial Inc. [read post]
