Search for: "Wells Fargo Funding"
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23 Jul 2017, 9:10 am
That’s essentially what a class of consumers are alleging Wells Fargo did for more than a decade while its aggressive sales team were encouraged to do everything in their power to meet their quotas. [read post]
21 Jul 2017, 8:52 am
He is currently employed at Wells Fargo Clearing Services, LLC and has been employed there since January 2013. [read post]
21 Jul 2017, 6:04 am
Pacces, Erasmus School of Law in Rotterdam, on Wednesday, July 19, 2017 Tags: Agency costs, Asset management, Capital markets, Dual-class stock, EU, Europe, Fund managers, Hedge funds, Index funds, Institutional Investors, International governance, Long-Term value, Shareholder activism, Shareholder rights, Shareholder value, Short-termism The Delightful Dozen: Top Governance Advances… [read post]
2 Jul 2017, 1:00 pm
., Wells Fargo Bank N.A., Bank of America, N.A., RBS Citizens, N.A. or Union Federal Savings Bank among others. [read post]
2 Jul 2017, 1:00 pm
., Wells Fargo Bank N.A., Bank of America, N.A., RBS Citizens, N.A. or Union Federal Savings Bank among others. [read post]
14 Jun 2017, 12:51 pm
Wells Fargo and Morgan Stanley hit with $1.8 million in claims Two NFL players have hit Wells Fargo and Morgan Stanley with $1.8 million in claims, accusing the firms of not properly supervising a former broker and Miami Beach nightclub owner, Aaron Parthemer. [read post]
30 May 2017, 6:07 pm
Instead of leaving all assets to the surviving spouse and thereby exposing the surviving spouse’s estate to more tax, Nursing Home & Medicaid issues, plus elective share by a future spouse, both spouse’s Wills are drafted to establish a Credit Shelter Trust to come into existence and be funded on the first spouse’s death. [read post]
30 May 2017, 6:06 pm
Re-titling is necessary because most Clients tend to hold assets jointly with right of survivorship and assets must be titled individually in a person’s name in order to be eligible to fund a Testamentary Trust. [read post]
19 May 2017, 12:23 pm
; Wells Fargo Bank, N.A. v. [read post]
19 May 2017, 6:08 am
Marcogliese, Cleary Gottlieb Steen & Hamilton LLP, on Tuesday, May 16, 2017 Tags: Accountability, Banks, Board independence, Board leadership, Boards of Directors, Compliance & ethics, Corporate culture, Disclosure, Incentives, Management, Misconduct, Oversight, Reputation, Wells Fargo, Whistleblowers Reviving the U.S. [read post]
10 May 2017, 2:37 pm
Roberto Bastardo, a registered representative from Jupiter, Florida, formerly with Wells Fargo Advisors was barred from FINRA membership as a result of refusing to cooperate with a FINRA investigation into claims that he misappropriated funds from a client account. [read post]
28 Apr 2017, 6:02 am
Gonzalez, Paul, Weiss, Rifkind, Wharton & Garrison LLP, on Saturday, April 22, 2017 Tags: Accountability, Bank boards, Banks, Boards of Directors, Compliance & ethics, Consumer protection, Corporate culture, Financial institutions, Financial regulation, Management, Misconduct, Oversight, Risk oversight, Wells Fargo One Take on the Report of the Independent Directors of Wells Fargo: Vote the Bums Out Posted by Howell E. [read post]
26 Apr 2017, 6:12 am
To meet sales quotas, receive incentive compensation and please superiors, thousands of Wells Fargo employees (5000 in recent years) falsified bank records, forged customer signatures, opened more than 2000 unauthorized checking or savings accounts for non-consenting customers, charged improper fees, and illegally transferred customer funds. [read post]
26 Apr 2017, 6:12 am
To meet sales quotas, receive incentive compensation and please superiors, thousands of Wells Fargo employees (5000 in recent years) falsified bank records, forged customer signatures, opened more than 2000 unauthorized checking or savings accounts for non-consenting customers, charged improper fees and illegally transferred customer funds. [read post]
21 Apr 2017, 6:21 am
According to the report, since-fired Wells Fargo executive Carrie Tolstedt told examiners that the high volume of complaints actually was a good sign. [read post]
20 Apr 2017, 9:30 pm
Wells Fargo was fined $185 million in September after an investigation by the OCC and other authorities. [read post]
11 Apr 2017, 5:37 pm
The high-profile nature of the Wells Fargo scandal and the attention-grabbing magnitude of the clawbacks may draw attention to the kind of measures that Wells Fargo adopted. [read post]
31 Mar 2017, 6:03 am
Posted by Ira Kay, Pay Governance LLC, on Monday, March 27, 2017 Tags: Boards of Directors, Dodd-Frank Act, Executive Compensation, Incentives, Institutional Investors, Management, Say on pay, Securities regulation, Shareholder voting The Americas – 2017 Proxy Season Preview Posted by Sean Quinn, Institutional Shareholder Services Inc., on Monday, March 27, 2017 Tags: Boards of Directors, Canada, Executive Compensation, International governance, Proxy access, Proxy season, Securities… [read post]
24 Mar 2017, 6:00 am
The study identified Wells Fargo Advisors as the biggest offender, saying its female advisers were 25% more likely to experience a “job separation” after misconduct than their male counterparts. [read post]
18 Mar 2017, 3:55 am
Most recently, Wells Fargo drew attention and sharp criticism when it admitted to creating millions of unauthorized accounts in its customers’ names and then charging them fraudulent fees associated with the accounts. [read post]
