Search for: "Working Group on Securities Disclosure Authority"
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10 Jan 2023, 6:17 am
The OECD Takes Up Government Access At the request of the Group of 20 (G-20) in 2020, the OECD began working to address the subject of “data free flow with trust. [read post]
17 Apr 2023, 12:40 pm
National Securities Attorneys – the White Law Group The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to helping investors in claims in all 50 states against their financial professional or brokerage firm. [read post]
11 Mar 2017, 1:30 pm
But a new study published by the RAND Corporation suggests the VEP might be working fine, even if it produces little to no disclosure. [read post]
23 Oct 2013, 8:03 am
The White Law Group is a national securities fraud, securities arbitration, investor protection law firm with offices in Boca Raton, Florida and Chicago, Illinois. [read post]
27 Oct 2011, 11:34 am
In the area of cyber security, the senior SEC official asked issuers to think about how to discuss cyber incidents under federal securities law disclosure duties. [read post]
7 Nov 2013, 6:03 am
Knowing that the government will retain a record of all our communications, and the inevitable possibility of disclosure, will reduce the likelihood of such individuals working with TechFreedom on important Internet freedom issues, which are inherently trans-national and often require collaboration with foreign civil society groups and policymakers." [read post]
22 Feb 2022, 9:02 am
Silver Law Group represents investors in securities and investment fraud cases. [read post]
20 Feb 2020, 6:31 am
CPE appreciates the opportunity to comment on this important project of the Working Group. [read post]
26 Nov 2013, 12:48 pm
The public deserves to hear the truth: Torture doesn't work, and more importantly, it's never acceptable. [read post]
29 Feb 2016, 4:43 pm
I welcome guest post submissions from responsible authors on topics of interest to readers of this site. [read post]
27 Feb 2017, 8:14 am
When brokers abuse client accounts and conduct transactions that violate securities laws, the brokerage firm they are working with may be liable for investment losses. [read post]
18 Feb 2016, 5:00 am
ESMA’s (European Securities and Markets Authority) follow-up analysis of the proxy advisory industry’s self-regulatory code of conduct, aka, Best Practice Principles for Providers of Shareholder Voting Research and Analysis, found that although the industry is “moving in the right direction,” the Best Practice Principles Group (composed of ISS, Glass Lewis, Manifest Information Services Ltd, PIRC Ltd, and Proxinvest) should focus on: (i)… [read post]
26 Oct 2008, 8:27 pm
Most corporate officials work hard to prevent this from happening. [read post]
15 Nov 2017, 10:00 am
At heart is the need to work together to [read post]
4 Apr 2021, 12:00 pm
Moreover, in 2009, Carrick was discharged from Morgan Stanley after working there for five years for altering a journal form and a letter of authorization previously signed by the client. [read post]
23 Dec 2012, 8:26 am
Currently, individuals have a right to access and amend their PHI, as well as to receive an accounting of certain disclosures. [read post]
SEC’s Brings an “S”-Related ESG Enforcement Action Based on Alleged Human Capital Control Violations
20 Feb 2023, 6:39 pm
Indeed in June 2022, a Working Group on Human Capital Accounting disclosure submitted a petition requesting the SEC to “develop rules to require public companies to disclosure sufficient information to allow investors to asses the extent to which the firms invest in their workforce. [read post]
14 Sep 2010, 10:55 am
It would have worked! [read post]
6 Oct 2017, 1:04 pm
Author of numerous works on privacy and data security, Ms. [read post]
28 Dec 2020, 11:45 am
The President’s Working Group (PWG), a federal interagency working group of financial regulators established by Executive Order in 1988, has issued a statement outlining key regulatory and supervisory considerations related to stablecoins and digital payment systems. [read post]
