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20 Oct 2010, 6:00 am
The Dodd-Frank Act also specifies that a state securities commissioner is a non-voting member of the FSOC. [read post]
19 Oct 2010, 12:49 pm
Today we bring you the inaugural offering; others will follow in future posts.The new Dodd-Frank Wall Street Reform and Consumer Protection Act has been described as “the biggest expansion of government power over banking and markets since the Depression. [read post]
19 Oct 2010, 1:57 am
More recently, whistleblower provisions in the Sarbanes Oxley Act and the Dodd-Frank Act have also potentially raise Insured vs. [read post]
19 Oct 2010, 1:11 am
I've been pretty pro-Dodd-Frank on the pixels of this here blog, but Jeff Gordon, writing in the New York Law Journal, has a much more pessimistic view: The resolution process for failing non-bank financial firms that emerged in the Dodd-Frank financial reform legislation is seriously, even dangerously, flawed. [read post]
19 Oct 2010, 12:59 am
My testimony before the Senate Banking Committee is available here. [read post]
18 Oct 2010, 10:04 am
Since OTC derivatives also fall within the remit of other regulators and central banks, coordination and cooperation with other standard setters and relevant authorities will be an important dimension of the Task Force’s work. [read post]
17 Oct 2010, 11:40 am
On that basis, Mr Hardy's state of mind at the time of sending the email amounted to "reckless indifference to the illegality of his act" (Three Rivers DC v Bank of England (No 3) [2003] 2 AC 1 ). [read post]
17 Oct 2010, 11:40 am
On that basis, Mr Hardy's state of mind at the time of sending the email amounted to "reckless indifference to the illegality of his act" (Three Rivers DC v Bank of England (No 3) [2003] 2 AC 1 ). [read post]
15 Oct 2010, 11:40 am
It is that after years of propping up the banks and the alleged reform of the financial system under the Dodd-Frank bill, we still are teetering on the same precipice upon which we found ourselves in the wake of the Lehman Bros. collapse: Enormous amounts of toxic mortgage-backed securities remain on the banks’ books at imaginary valuations while prices for the $1.3 trillion in mortgage-backed securities are crashing, inspiring ‘too big to fail’… [read post]
14 Oct 2010, 3:05 pm
All of Dodd-Frank meets the first four criteria. [read post]
14 Oct 2010, 5:48 am
October 8, 2010)*: Franks hearings are not like lollipops at the bank—you do not get one just because you ask. [read post]
13 Oct 2010, 5:26 pm
In fact, it isn’t going to regulate anyone who, in the words of Dodd-Frank, is not engaged significantly in offering or providing consumer financial products or services. [read post]
13 Oct 2010, 9:07 am
Minnesota based TCF National Bank announced yesterday that it has filed suit challenging the provisions in the recently enacted financial reform legislation, the Dodd-Frank Act, governing debit card interchange rates. [read post]
13 Oct 2010, 7:50 am
This week Wayzata-based TCF National Bank has made national news by suing the Federal Reserve challenging the Durbin Amendment to the Wall Street Reform and Consumer Financial Protection Act of 2010, also known as the Dodd-Frank Act. [read post]
13 Oct 2010, 5:55 am
Dodd-Frank and the Family Office One of the significant changes to the financial regulatory system that Dodd-Frank will bring about is the regulation of advisers to private funds, through the elimination (effective July 11, 2011) of the 15-client exemption contained in Section 203(b)(3) of the Investment Advisers Act. [read post]
12 Oct 2010, 9:00 am
The FDIC proposes to use its Dodd-Frank authority to liquidate failing systemically important securities, commodities, and other non-bank financial firms by sparingly differentiating among creditors. [read post]
12 Oct 2010, 6:32 am
Image via WikipediaPresident Barack Obama last week signed Senate Bill 3717, removing an exemption under the Freedom of Information Act [5 U.S.C. sec. 552 et seq.] that could have enabled the Securities and Exchange Commission to withhold documents regarding much of its regulatory and oversight duties.The measure, which took aim at sec. 9291 of the Dodd-Frank Wall St. [read post]
11 Oct 2010, 10:58 pm
The only words he said to me were “Frank, I've got to catch the 7 p.m. train. [read post]
11 Oct 2010, 6:31 am
Unlike the Dodd-Frank Act, there is no objective test. [read post]
11 Oct 2010, 5:22 am
Given all the responsibilities and reports mandated by Dodd-Frank, that will make for a busy 2011. [read post]
