Search for: "Securities Investor Protection Corporation"
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12 Feb 2009, 9:28 pm
As a foreigner, when you get caught there is no network of protection to ease the burden. [read post]
12 Feb 2009, 1:44 am
Galvin to revoke the broker-dealer registration of Cohmad Securities Corporation. [read post]
11 Feb 2009, 9:35 am
Page Perry, LLC is an Atlanta-based law firm with over 125 years collective experience representing investors in securities-related litigation and arbitration. [read post]
9 Feb 2009, 6:45 am
As noted within the IBEN seminar webpage (link below), "[t]he program will be a panel discussion focusing on the start-up company and the importance of protecting its intellectual property, reasons to secure formal IP protection, common strategies employed by companies, the importance of IP to investors, and recent changes in patent law and the potential impact. [read post]
7 Feb 2009, 8:56 am
Thus, despite the fact that most corporate and institutional investors were misled about auction-rate securities in the same way as other investors, they must fend for themselves even if it requires bringing legal claims to protect their interests. [read post]
6 Feb 2009, 8:32 am
Fiduciaries must ensure that claims are filed in accordance with the applicable filing deadlines such as those applicable to bankruptcy claims and for coverage by the Securities Investor Protection Corporation. [read post]
5 Feb 2009, 12:13 pm
Madoff's assets, or the Securities Investor Protection Corporation. [read post]
5 Feb 2009, 12:11 pm
However, even if an IPO or M&A transaction is not on the horizon, some attorneys suggest that the presence of outside investors in a private company can indirectly expose a company to Sarbanes-Oxley, which may be invoked as the basis for a standard of care that is owed the investors. [read post]
5 Feb 2009, 7:45 am
Under the new rules, a credit rating agency may not issue or maintain a credit rating on an obligor or security where the credit rating agency, or an affiliate, made "recommendations" to the obligor or the issuer, underwriter or sponsor of the security about the corporate or legal structure, assets, liabilities or activities of the obligor or issuer. [read post]
2 Feb 2009, 2:44 pm
In sum, corporations like Heartland that make their money through processing personal data should invest in data protection using comprehensive processes, especially if the loss of that data may result in financial liability. [read post]
1 Feb 2009, 10:29 pm
Global Navigation, a peer to peer resource for boards of directors of multinational corporations and an affiliate of Corporate Board Member magazine, is putting on a seminar on board-related issues involving China. [read post]
31 Jan 2009, 2:34 pm
SIPC stands for the Securities Investor Protection Corporation. [read post]
30 Jan 2009, 5:59 pm
A federal prison inmate in South Carolina has filed a motion seeking to intervene in a Securities Investor Protection Corporation lawsuit against Bernie Madoff. [read post]
30 Jan 2009, 12:08 pm
In America, unlike other nations, the structure of investor protections against securities fraud stands on two separate legs: Government regulators and private lawsuits. [read post]
28 Jan 2009, 9:40 am
Stephen Harbeck, President and CEO, Securities Investor Protection Corporation. [read post]
24 Jan 2009, 12:20 pm
These reflect a general orientation to re-dedicate the agency to its primary mission of investor protection. [read post]
22 Jan 2009, 3:17 pm
Investors who were direct customers of Madoff can file their loss claims with the Securities Investor Protection Corporation. [read post]
21 Jan 2009, 8:10 pm
Yesterday was Christopher Cox's last day of a 3.5 year term as Chair of the Securities and Exchange Commission, the United States federal agency charged with investor protection. [read post]
21 Jan 2009, 9:45 am
Also, the behavior of corporations, nonprofits, and individuals influences policy and the macroeconomy. [read post]
21 Jan 2009, 6:21 am
The largest group of investors that has been ignored consists of large institutional and corporate investors. [read post]
