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16 Aug 2010, 11:12 am by Law Office of Marcia G. Shein, P.C.
Prosecutors had charged Skilling with manipulating Enron's financial results and misleading investors about them. [read post]
30 Jul 2013, 8:39 am by Jerri Lynn Ward, J.D.
(Letter) CLASS and Financial Management Services Agencies: DADS  reminded providers that the adopted rules that include limits on the amount of certain services an individual may receive and a process for DADS to grant an exception to those limits expire on August 31, 2013. [read post]
20 Jul 2022, 2:00 am by Hishaam Khan
Nirvesh Financial Services is a Category I financial services provider, authorised to provide advisory and intermediary services in respect of derivative instruments, in terms of the Financial Advisory and Intermediary Services Act, 2002 (FAIS). [read post]
22 Feb 2022, 7:49 am by Holly Buckley
., is a national provider of human resources and financial management services to healthcare providers. [read post]
15 Apr 2016, 8:05 am by Cathy Moran
 My experience is that the big tax preparation services don’t always do a good job. [read post]
30 Apr 2019, 5:00 am by Daily Record Staff
Maller Wealth Advisors, a full-service financial planning and investment management company, named Brian Zabora director of financial planning and investment management. [read post]
8 Jul 2024, 6:51 am by Alan S. Kaplinsky
The Financial Institutions and Monetary Policy Subcommittee of the House Financial Services Committee will hold a field hearing in Lexington KY on this coming Friday, July 12 at 10 am, ET to discuss “Financial Institution-Fintech Partnerships: Leveraging Third-Party Relationships to Increase Access to Financial Services. [read post]
6 Mar 2023, 8:26 am by Michael Gordon
On March 9, 2023, the House Financial Services Committee’s Subcommittee on Financial Institutions and Monetary Policy will hold a hearing entitled “Consumer Financial Protection Bureau: Ripe for Reform. [read post]
29 Dec 2010, 12:19 pm by Falk Metzler
Claim 1 under appeal, comprising the features of original claims 1 and 3, reads: A transaction system (100) for providing a financial transaction service to a subscriber, said transaction system (100) comprising: a service control unit (120) which processes financial transaction services for the subscriber; a subscriber service interface (160) for providing a service menu to a mobile terminal of the subscriber through a communication… [read post]
2 Feb 2023, 12:15 am
  The law does not directly regulate goods or services sold or purchased in California. [read post]
26 May 2016, 1:55 pm by Jeremy Malcolm
" Meanwhile the United States, suffering blowback from its financial services industry over the exclusion of that sector from the Electronic Commerce chapter in the Trans-Pacific Partnership (TPP), notes, "The possible applicability of this Article to financial services is under consideration. [read post]
22 Aug 2013, 11:44 am by David M. Ward
A new study suggests that investing at random is as effective as hiring expensive financial advice. [read post]
9 Aug 2019, 4:49 pm by Rob Robinson
A premier guide to core services in the litigation sector, target audiences for the guide include: Litigators Corporate GCs Public Relations Professionals Financial Analysts These audiences require an independent and objective assessment of leading providers to inform their decisions for the purchase of litigation support services. [read post]
23 Oct 2011, 1:00 pm by James Hamilton
Former Fed Chair Paul Volcker called on Congress and the federal financial regulators to complete reform of the financial system by regulating money market funds that choose to offer bank-like services and redemption of investments at par, adopting international accounting standards, and requiring the rotation of outside auditors of company financial statements in order to achieve true auditor independence. [read post]
23 Feb 2023, 6:58 am by Randi Weingarten
So, the AFT knows PSLF alone is insufficient to keep public service workers afloat following the financial damage caused by the pandemic. [read post]
23 Aug 2021, 4:26 pm
 This is particularly important in the context of the operation of financial markets. [read post]
14 May 2017, 7:00 am by Patrick B. Johnston, Colin P. Clarke
As the Islamic State has lost ground in both countries, however, its financial future is also in flux. [read post]
16 Jan 2014, 7:10 am by Mark Astarita
Of those not working with a financial planner, 46% indicated they felt advisors "aren't interested in investors with smaller assets" and 53% were turned off by advisor fees.While the findings show potential opportunities for advisors, they will need to be cognizant of different characteristics displayed by future millionaires compared to millionaires of other generations, says Bob Oros, executive vice president of Fidelity Wealth Services. [read post]