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8 Apr 2009, 2:38 am
The bonuses paid to Merrill Lynch employees at year end just prior to the consummation of the company’s merger with Bank of America also features prominently in the shareholders’ litigation filed against Bank of America earlier this year, following the revelation of Merrill’s massive and previously unreported losses. [read post]
19 Jun 2007, 4:34 pm
They'll send it to Merrill Lynch and say, "Here, you've been sued by Mr. [read post]
15 Oct 2008, 2:21 pm
Pitt cited John Thain at Merrill Lynch as a highly compensated chief executive who demonstrated that he had "no clue" about a key facet of the company's business, as he continually revised public statements about the extent of Merrill's mortgage-related write-downs--"$5 billion one day, to $7 billion, then to $11 billion. [read post]
14 Dec 2017, 10:48 pm
Bank of America acquisition of Merrill Lynch $2.4 billion In 2013, a federal judge in New York issued final approval to a $2.4 billion settlement stemming from the failure of mortgage-backed securities and Bank of America’s acquisition of Merrill Lynch & Co. [read post]
16 Apr 2009, 2:09 am
Merrill's brief can be found here. [read post]
12 Jul 2010, 2:18 am
Similarly, the dismissal granted on the Merrill Lynch auction rate securities suit in March 2010 (about which refer here) did not depend on Merrill’s entry into a regulatory settlement, but was on the merits. [read post]
16 May 2016, 4:41 pm
In a closely-watched case, the U.S. [read post]
20 Jul 2017, 11:48 pm
Among others, the class action targeted Merrill Lynch, Lehman Brothers and Goldman Sachs (yeah, those guys) for keeping the gap between buying and selling prices of stocks artificially wide to promote additional investments between 1989 and 1994. [read post]
17 Mar 2010, 11:39 am
Douglas Preston is a Senior Vice President and Compliance Executive at Bank of America Merrill Lynch (BAML), as well as Chief Compliance Officer for Merrill Lynch Professional Clearing Corporation, the firm’s prime brokerage arm. [read post]
29 Mar 2010, 2:49 am
(See page 16 of the Bank of America/Merrill Lynch report which contains statistics on venture capital investments in cleantech: http://ww.nrel.gov/analysis/seminar/pdfs/2009/ea_seminar_nov_12_pres.pdf). [read post]
1 May 2009, 5:00 am
Six of the eight directors are 60 or older (the only exceptions are McClendon at 49 and Merrill A. [read post]
2 Jul 2010, 12:00 am
MERRILL This is an interlocutory appeal from an order of the Superior Court (Nadeau, J.) granting defendant Steven Merrill's request to find him not chargeable with a probation violation. [read post]
13 Jun 2012, 1:20 am
Senior executives at Bear Stearns, Lehman Brothers and Merrill Lynch “earned” similarly large pay packages in the years before those firms collapsed. [read post]
21 Apr 2008, 9:05 pm
Next up as targets in the ever-growing wave of subprime-related class action lawsuits are closed-end funds that issued auction preferred securities. [read post]
13 Jun 2012, 1:20 am
Senior executives at Bear Stearns, Lehman Brothers and Merrill Lynch “earned” similarly large pay packages in the years before those firms collapsed. [read post]
19 Apr 2010, 2:26 am
Indeed, one claimant that has a case pending against Merrill Lynch based on a subprime-backed security has alleged (refer here) that Merrill failed to disclose that it had a relationship with another client that was betting against the investment, similar to what happened at Goldman Sachs. [read post]
3 Dec 2021, 1:29 pm
Previously, he was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD#:7691) of Arlington, TX, Banc Of America Investment Services, Inc. [read post]
28 May 2021, 1:27 pm
Curtis Smiley Primex Sandlapper Securities, LLC Michael Swenson Merrill Lynch, Pierce, Fenner & Smith Incorporated Piper Jaffray & Co. [read post]
7 Jul 2016, 4:39 am
La transacción se remonta a agosto de 2014, cuando el Departamento de Justicia de los Estados Unidos, procuradores de seis estados y Bank of America transaron acusaciones por fraude contra la casas de inversiones Merril Lynch, Countrywide Financial y First Franklin por violar leyes federales y estatales al llevar a cabo un esquema mediante el cual estructuraban, vendían, coordinaban la venta de paquetes hipotecarios y obligaciones colaterizadas con deuda con un valor irreal. [read post]
11 Mar 2009, 8:26 am
Merrill Lynch Asset Management. [read post]
