Search for: "SECURITIES CORP." Results 4201 - 4220 of 11,592
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1 Oct 2017, 3:09 pm by Cannabis Law Group
Other businesses are breaking into the compliance market by going directly to the source, and securing government contracts. [read post]
29 Sep 2017, 12:21 pm
Iqbal, 556 U.S. 662, 678–79 (2009), and Bell Atlantic Corp. v. [read post]
29 Sep 2017, 11:37 am by Wolfgang Demino
"In addition, in its appellate brief and at oral argument, Cash Biz conceded that it was "mistaken" in believing that it was a crime for its borrowers to give it a post-dated check as security for the loan (as it required). [read post]
28 Sep 2017, 2:41 pm by Kevin LaCroix
  Like modern-day fighter pilots, cybersecurity professionals are not merely a company’s elite corps of talented professionals with special skills, the company also cannot win the (cyber) war without them. [read post]
27 Sep 2017, 8:21 am by Robert B. Lamm
I note that the last time Corp Fin tweaked its comment letter process (I believe under the aegis of then-Corp Fin Director Meredith Cross), the changes were very positive. [read post]
27 Sep 2017, 8:21 am by Robert B. Lamm
I note that the last time Corp Fin tweaked its comment letter process (I believe under the aegis of then-Corp Fin Director Meredith Cross), the changes were very positive. [read post]
27 Sep 2017, 3:00 am by John Jenkins
Despite being an established market, the information available to buyers and sellers is limited when  compared to the market for publicly-traded stock and therefore the market is characterized by significant opacity as compared to public exchanges where US federal securities laws, disclosure requirements and investor rights are well understood. [read post]
26 Sep 2017, 7:08 am by Suzan Kern
  These agencies include the Ministry of the Popular Power for Interior, Justice and Peace; Administrative Service of Identification, Migration and Immigration; Scientific, Penal and Criminal Investigation Service Corps; Bolivarian National Intelligence Service; and Ministry of the Popular Power for Foreign Relations. [read post]
26 Sep 2017, 7:06 am by Adam Gana
From 1999 until 2006, he was with Linsco/Private Ledger Corp. [read post]
25 Sep 2017, 8:15 am by Russell Spivak
 The United States expects foreign governments to provide information about whether persons who seek entry to this country pose national security or public-safety risks. . . . iii)National security and public-safety risk assessment. . . . [read post]
25 Sep 2017, 4:28 am by Andrew Lavoott Bluestone
“Plaintiff provides computer information technology services, including colocation (rental, housing, and/or maintenance of computer servers), power and cooling, security, compliance, and network services. [read post]
25 Sep 2017, 3:19 am by John Jenkins
Rule 505 – Exemption for Limited Offers and Sales of Securities Not Exceeding $5,000,000 – CDI 659.01 (withdrawn) Corp Fin also made non-substantive changes to 22 Securities Act Rules CDIs. [read post]
24 Sep 2017, 5:22 pm by Matthew Kahn
 The national security and public-safety risk assessment category focuses on national security risk indicators. [read post]
19 Sep 2017, 3:55 pm by Kevin LaCroix
Lockheed Martin Corp., settled for $62 million, earning the firm an eye-opening $22.3 million in fees and expenses. [read post]