Search for: "Securities Investor Protection Corporation"
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20 Jan 2009, 1:40 pm
But current turmoil has shown substantial weaknesses in the system of corporate governance and in the protections afforded shareholders and investors. [read post]
19 Jan 2009, 5:19 am
We've blogged before about how years of corporate immunity in the financial world has led to disastrous results. [read post]
19 Jan 2009, 1:24 am
Dotterweich, to hold corporate officers in responsible positions of authority personally (and in that case, criminally) liable for violating strict liability statutes protecting the public welfare. [read post]
17 Jan 2009, 3:52 pm
The Glass-Steagall Act, one of the most far-reaching economic measures ever enacted, required banks to divest themselves of securities operations; gave the Federal Reserve Board the authority to set interest rates; and established the Federal Deposit Insurance Corporation to guarantee individual bank deposits, assuring the average citizen that his money would be protected by the government. . . . [read post]
16 Jan 2009, 10:12 am
Madoff Investment Securities and other investment fraud schemes. [read post]
15 Jan 2009, 5:48 am
Without them, there are not enough investors to absorb the huge financing needs. [read post]
12 Jan 2009, 6:38 pm
Traditionally, public investments and union-based corporate pension funds were managed according to strict fiduciary principles designed to protect workers and taxpayers. [read post]
12 Jan 2009, 1:09 pm
Other immediate concerns for DII include the mailing on January 2, 2009, by the Securities Investor Protection Corporation (“SIPC”) of formal claims packages to potential claimants of Bernard L. [read post]
8 Jan 2009, 11:41 am
This is less common and may be enforceable if it is reasonably necessary to protect the company’s business interests. [read post]
8 Jan 2009, 8:44 am
The corporations and entities that are regulated spend much time and money on lobbyists to protect their interests, not the interests of the investors. [read post]
7 Jan 2009, 11:49 pm
Corporate finance specialist Mark Uhrynuk will lead a new U.S. corporate and securities practice, targeting Hong Kong and mainland China companies seeking to list abroad. [read post]
5 Jan 2009, 6:39 am
You state that Taxpayer A is the most appropriate party to protect this interest. [read post]
30 Dec 2008, 9:15 am
Judge Stanton is being urged to extend protection offered by the Securities Investor Protection Corporation beyond direct investors to those who invested in so-called feeder funds that, in turn, invested with Madoff. [read post]
29 Dec 2008, 5:16 am
These are the issues that will demonstrate whether Schapiro is committed to the shareholder/investor protection agenda of the Commission. [read post]
28 Dec 2008, 12:33 pm
Some investors said they would go to any lengths to actively frustrate the deal. [read post]
28 Dec 2008, 7:35 am
Stephen Harbeck, chief executive of America's Securities Investor Protection Corporation (Sipc) and official receiver of Madoff's now defunct brokerage business, said the hunt for funds was likely to spread all over the world. [read post]
22 Dec 2008, 4:59 pm
Picard is a favorite of SIPC — the Securities Investor Protection Corporation — which is responsible for picking trustees to handle brokerage liquidations. [read post]
20 Dec 2008, 4:12 pm
This disaster is just another example of the devastation suffered by investors as a result of securities law deregulation and lax securities enforcement. [read post]
18 Dec 2008, 3:52 pm
Peck presiding over the fiendishly complex bankruptcy of Lehman Brothers, the New York judge is also overseeing the Securities Investor Protection Corporation’s liquidation of Bernard L. [read post]
17 Dec 2008, 10:45 pm
 CDSs are basically insurance contracts that protect investors against bond and loan defaults. [read post]
