Search for: "Administrative Hearing Office" Results 4221 - 4240 of 19,061
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
20 Jun 2012, 10:20 am
"  He broke that promise less than six months after taking office. [read post]
The Securities and Exchange Commission today barred a New York-based attorney from appearing or practicing before it and acting as an officer or director of a public company after finding that he made false and misleading statements in corporate filings. The SEC’s order finds that David Lubin committed fraud while serving as a director and corporate counsel of Entertainment Art, a public company in which Lubin also was a large shareholder.  Lubin negotiated the sale of all of the outstanding stock of Entertainment Art, including both restricted and previously registered shares that were purportedly “free trading,” to an acquaintance interested in purchasing shell companies.  Absent a valid exemption, common ownership of all of the shares of a public company would require the owner to register the shares for resale to the public.  According to the SEC’s order, Lubin fraudulently misrepresented in Entertainment Art’s corporate filings that the purportedly free-trading shares had not been purchased by the acquaintance.  This left the false impression that those shares remained immediately available for public resale.  During the next two years and until he left the company, Lubin drafted and signed SEC filings that continued to lie about the true ownership of the company’s stock. According to the SEC’s order, soon after the company was renamed Biozoom, more than 14 million shares were resold to the public in an illegal unregistered distribution for illicit proceeds of $34 million.  The SEC froze assets from the unregistered sales in 2013. “As the SEC's order notes, Lubin drafted and signed misleading public filings and masked the true ownership and restricted nature of a significant portion of the company’s stock,” said Antonia Chion, Associate Director in the SEC’s Enforcement Division.  “Lubin’s deception led to many of these same shares being illegally resold to the general public by others a few years later.” The U.S. Attorney’s Office for the Southern District of Florida today announced criminal charges aga
19 Jul 2017, 3:11 pm by Mark Astarita
  The SEC ordered a public hearing before an administrative law judge to prepare an initial decision determining what, if any, disgorgement or monetary penalties are in the public interest.The SEC’s investigation, which is continuing, is being conducted by Marc E. [read post]
  If there is a substantial question that prevents the Commission from making that determination, it must designate the application for a hearing before an Administrative Law Judge (“ALJ”). [read post]
And the first Congress of the United States passed as its very first law a statute regulating the administration of oaths. [read post]
6 Nov 2023, 9:05 pm by Narintohn Luangrath
Trump left office, EOIR finalized a rule that critics claimed took docket control away from judges. [read post]
30 Sep 2011, 2:00 pm by Nathan Koppel
Led by New York Congresswoman Louise Slaughter, the legislators yesterday sent a letter to Administrative Office of U.S. [read post]
15 Jul 2013, 3:34 pm by Connie Crosby
The message we are hearing from a number of different perspectives is clear: lawyers would be advised to seek help in re-developing their firms so they are better positioned for competitive advantage, and librarians are well suited for the C suite, such as Chief Information Officer (CIO), Chief Knowledge Officer (CKO), and Chief Administrative Officer (CAO) roles. [read post]
15 Mar 2021, 9:42 am by William Ford, Victoria Gallegos
The subcommittee will hear testimony from Joseph Kirschbaum, director of the Government Accountability Office; Bryan Clark, a senior fellow at the Hudson Institute; and William Conley, chief technology officer at Mercury Systems, Inc. [read post]
9 Oct 2013, 9:30 am by azatty
’” “Judges said they received guidance from the Administrative Office of the U.S. [read post]
28 Jan 2014, 7:09 am by Joy Waltemath
Here, there was evidence showing that hearing examiners were expected to conduct administrative hearings on rent-adjustment petitions filed by landlords and tenants, and those hearings were conducted exclusively on site. [read post]
13 Dec 2011, 11:56 am by Judicial Watch Blog
During a recent Senate Judiciary Committee hearing, one senator insisted Daqduq should go to Guantanamo to be tried before a military commission. [read post]
The procedural rules relating to these appeals are quite similar to those known for the contentious-administrative appeals, including the possibility to request an oral hearing. [read post]
7 Apr 2016, 9:40 am by Pulgini & Norton, LLP
At the hearing, the administrative judge found that the medical issues were complex and allowed the parties to submit additional medical evidence. [read post]
7 Oct 2015, 7:55 am by Adam Nicolazzo
The securities fraud attorneys at Malecki Law are interested in hearing from investors who have complaints against stockbroker Robert Emmet Gill. [read post]
15 Aug 2010, 11:39 pm
Pre-arbitration determinations are made by the employer’s designated representative, which may be a hearing officer or a panel.Typically the appointing authority accepts and implements the findings of its designated representative. [read post]