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10 Apr 2020, 4:20 am
After you've thought that through, go ahead and read about today's featured arbitration.Case In PointIn a FINRA Arbitration Statement of Claim filed in February 2019, associated person Claimant Zullin asserted breach of contract; violation of New York L... [read post]
15 Sep 2015, 2:49 am
This time, however, things get turned on their head amid allegations by the former employee that he was pressured to push insurance product -- and there was a stunning allegation that the firm's back-office and technology just weren't up to the task.Case In PointIn a Financial Industry Regulatory Authority (“FINRA”) Arbitration Statement of Claim filed in April 2013, Claimant Ameriprise Financial Services sought to recover the unpaid balances on promissory notes… [read post]
15 Aug 2022, 4:15 am
With Judge Alan Albright no longer a lock for patent litigants in the Western District of Texas, prospective claimants and their counsel should be rethinking their venue selection strategies. [read post]
7 Jun 2017, 3:33 am
Why did two of the three arbitrators dismiss the employee's claim? [read post]
15 Nov 2019, 2:35 am
Unfortunately, there's a catch. [read post]
23 Feb 2016, 4:38 am
Today's BrokeAndBroker.com Blog features a peculiar case, or, perhaps, it would be better to characterize the circumstances as involving one registered representative and two cases. [read post]
2 Oct 2014, 4:21 am
The financial carnage caused by Wall Street's origination and sales of mortgage-backed securities is now legendary and still serves as the grist for the slowly grinding mills of litigation, regulation, and prosecution. [read post]
24 Mar 2015, 1:29 pm
In a 1984 decision, Florida’s Second District Court of Appeal explicitly permitted a claimant to seek negligence damages against a title insurer.1 The court stated “we note this court has recognized that an insured owner under a title insurance policy may sue his insurer in negligence for failing to advise him,... . [read post]
8 Aug 2022, 4:02 am
It's not that rare a scenario. [read post]
20 Jul 2015, 3:15 am
Yeah that's a mouthful! [read post]
6 May 2022, 2:02 pm
Federal Court Puts A Second Fork In Schottenstein FINRA Arbitration and Says It's Done And Done (BrokeAndBroker.com Blog)Former FBI Director Airs Warning About Elder Fraud / Public Service Announcement Reminds Seniors and Their Loved Ones to Be Vigilant "A 'New' New Era:" Prepared Remarks Before the International Swaps and Derivatives Associ"ation Annual Meeting by SEC Chair Gary GenslerMan Sentenced for Stealing from PayPal Accounts in Wire Fraud Scheme (DOJ… [read post]
1 Sep 2017, 5:48 am
Even after you read the FINRA Arbitration Decision, you're still going to be thinking about the facts and issues in this dispute.Case In PointIn a Financial Industry Regulatory Authority ("FINRA") Arbitration Statement of Claim filed in September 2016, pro se Claimant Weidenbush asserted negligence, suitability, and failure to supervise in connection with his investment in what the FINRA Arbitration Decision characterizes as “Triple S&am... [read post]
28 Nov 2016, 5:00 am
Stated otherwise, the court ruled that the employer, which in this case was the Commonwealth of Pennsylvania, was not entitled to subrogation from Claimant's third-party recovery in a motor vehicle accident case.Anyone wishing to review a copy of this decision may click this LINKI send thanks to Attorney Bruce Zero of Powell Law in Scranton, PA for bringing this decision to my attention. [read post]
25 Jan 2019, 6:40 am
You need to read it a few times before the enormity of what's being alleged, what may be involved, and what would need to be proved hits you. [read post]
28 Nov 2019, 4:44 am
Case In PointIn a FINRA Arbitration Statement of Claim filed in February 2019, associated person Claimant Burns sought the expungement of allegedly inaccurate disclosur... [read post]
4 Aug 2015, 4:35 am
Today's featured arbitration Claimant was a big shot at Deutsche Bank; except, geez, you really wouldn't know it from reading the FINRA Arbitration Decision. [read post]
11 Jun 2024, 11:00 pm
And on its review, the Appellate Division, Second Department, noted that, by law, claims against the State must be sworn to (or otherwise affirmed under oath).Since this claim was not “verified by the claimant,” the AD2 agreed that a fundamental statutory condition had not been met, and that dismissal was necessary.There’s just no other way to state that.# # #DECISIONF. v. [read post]
22 Apr 2022, 3:49 am
In putting a price-tag on his damaged reputation, Claimant asked between $1.5 and $3.6 million in damages. [read post]
6 Mar 2018, 4:37 pm
So it is in an IPSO complaint where there is an argument over the prominence of the correction; it is the claimant’s lawyers who are the real FSL because they are seeking to ensure that those who have been misled by a newspaper article are disabused of that false information; thereby securing their Article 10 rig [read post]
9 Jan 2009, 2:23 am
For many claimants, the offers of free meals or the payment of bills is enough. [read post]
