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19 Dec 2011, 12:46 pm
Federal Trade Commission v. [read post]
18 Dec 2011, 11:50 am
A Florida man pled guilty to securities fraud in connection with a Ponzi scheme that raised over $5 million from investors. [read post]
15 Dec 2011, 6:47 pm
Handler, Thayer & Duggan, LLC, 613 F. [read post]
14 Dec 2011, 6:47 pm
In 1999, Hauke formed a hedge fund, Samex Capital Partners LLC ("Samex"), in which he acted as chief executive officer. [read post]
12 Dec 2011, 8:00 am
Cir.)Petition for certiorari Petitioners' replyAmicus brief of National Congress of American IndiansAmicus brief of Wayland Township, Allegan CountyBrief of respondents (forthcoming) RadLAX Gateway Hotel, LLC v. [read post]
9 Dec 2011, 10:03 am
The Federal Trade Commission has a holiday surprise for 320,000 consumers who were victims of a "scareware" scam. [read post]
8 Dec 2011, 2:54 pm
PhoneDog LLC v. [read post]
8 Dec 2011, 11:54 am
PhoneDog LLC v. [read post]
8 Dec 2011, 5:00 am
The SEC also brought charges against relief defendants Caroline Aronson, Deborah Buonauro, Aron Holdings, Inc., DASH Development, LLC, PermaPave Construction Corp., Dymoncrete Industries, LLC, Dymon Rock LI, LLC, and Lumi-Coat, Inc. [read post]
7 Dec 2011, 2:01 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. [read post]
7 Dec 2011, 5:45 am
ThinkStrategy Capital Fund was an equities-trading fund that ceased operations in 2007. [read post]
5 Dec 2011, 12:53 pm
For example, in the 2004 Fidelity Brokerage Services LLC case, pre-announced inspections resulted in employees altering and destroying documents, among other things. [read post]
2 Dec 2011, 2:00 pm
Amicus brief of United States RadLAX Gateway Hotel, LLC v. [read post]
2 Dec 2011, 8:30 am
UJ Trading Knight Hawk Toy Helicopters Recalled on May 11, 2011 The battery housing under the helicopter canopy can over- heat while charging, posing a fire hazard. [read post]
1 Dec 2011, 2:10 pm
Historically, RAFI(R) indices have generated significant outperformance over time by using measures of a company's economic footprint and through its rebalancing process that shifts assets into the least-favored securities and out of the most-favored--and thus most expensive--securities. [read post]
1 Dec 2011, 1:58 pm
Harris is counsel to Woodside, California, investment management firm Aurum STS Aggressive Trading LLC. [read post]
1 Dec 2011, 3:36 am
© 2011 Simple Justice NY LLC. [read post]
30 Nov 2011, 11:03 am
However, any of the executives who were there today could have traded on this inside information. [read post]
30 Nov 2011, 8:19 am
Burns oversaw structuring and trading of hybrid derivatives, securities whose values are tied to different kinds of underlying assets. [read post]
30 Nov 2011, 7:30 am
Simmonds the Court is considering whether the deadline to file certain insider trading claims is delayed until the insider discloses the trades in reports to the Securities and Exchange Commission. [read post]
