Search for: "Frank Banks"
Results 4221 - 4240
of 5,208
Sorted by Relevance
|
Sort by Date
6 Aug 2010, 10:57 am
The bill explicitly rejected structural remedies to systemic financial problems, especially "too big to fail" limits and the segregation of banking activities from other financial activities. [read post]
11 Apr 2015, 7:25 am
Take advantage of free services banks offer, including alerts for wire transfers and certain kinds of transactions. [read post]
22 Jan 2021, 8:50 pm
US: draft Article 11 EMIR equivalence decision for US Prudential Regulators recognises the legal, supervisory and enforcement arrangements of the US for the exchange of collateral that apply to transactions regulated as ‘swaps’ as defined in section 721 of the Dodd-Frank Act or ‘security-based swaps’ as defined in section 761 of the Dodd-Frank Act and that are not cleared by a central counterparty as equivalent to the requirements of Article 11(3) EMIR,… [read post]
19 Apr 2016, 2:52 pm
He argued that in the absence of a validly-appointed Director, the CFPB had no authority over non-banks and the CFPB’s action against him was therefore rendered invalid. [read post]
19 Oct 2011, 12:59 am
To be frank it was better than Reno and Las Vegas combined this year. [read post]
1 Aug 2022, 9:05 pm
Williams and Nagy demonstrate that the SEC has resisted creating ESG-related disclosure rules on several occasions, even rules mandated by the Dodd–Frank Wall Street Reform and Consumer Protection Act. [read post]
11 Aug 2016, 4:02 am
The SEC determined that these provisions violated the anti-whistleblower rules it adopted under Dodd-Frank. [read post]
21 Jun 2017, 7:59 am
Wells Fargo Bank, NA, 16-1208 Issue: Whether the U.S. [read post]
1 Feb 2019, 6:05 am
FEC, Corporate forms, Corporate governance, Corporate Social Responsibility, Corporate veil, Disclosure, ESG, Political spending Board Evaluation Disclosure Posted by Glenn Davis and Brandon Whitehill, Council of Institutional Investors, on Wednesday, January 30, 2019 Tags: Board independence, Board oversight, Board performance, Board turnover, Boards of Directors, Disclosure, Succession The Long View: US Proxy Voting… [read post]
1 Dec 2016, 10:26 am
Dodd-Frank Section 1071 amended the ECOA to require financial institutions to collect and maintain certain data in connection with credit applications made by women- or minority-owned businesses and small businesses. [read post]
15 Jun 2020, 3:02 am
This appeal will consider, inter alia, whether Clico Bank held US $ 2.8 m on trust for the contractor. [read post]
15 Jan 2021, 5:58 am
Harvey (Duke University), Ashwin Ramachandran, and Joey Santoro, on Thursday, January 14, 2021 Tags: Banks, Blockchain, Capital formation, Cryptocurrency, Equity offerings, Financial institutions, Financial regulation, Financial technology [read post]
21 Jul 2017, 8:35 am
Dodd-Frank Section 1071 amended the ECOA to require financial institutions to collect and maintain certain data in connection with credit applications made by women- or minority-owned businesses and small businesses. [read post]
18 Mar 2015, 3:22 pm
We had an illuminating panel discussion with Sean McKessy (live from the SEC), moderated by David Marshall of Katz, Marshall & Banks. [read post]
23 Jan 2011, 10:18 am
The Bureau implementation team also plans to include an Office of Small Business and Community Banks within the Bureau’s organizational structure.Section 1066 of Dodd-Frank authorizes Treasury to perform the functions of the Bureau until the first Director of the Bureau is nominated by the President and confirmed by the Senate; and Treasury may provide administrative services before the designated transfer date, which Secretary Tim Geithner has set as July 21, 2011. [read post]
16 Jun 2021, 6:53 am
The report was requested by two Democratic members of the Senate Banking Committee, Chairman Sherrod Brown (D-OH) and Elizabeth Warren (D-MA). [read post]
20 Dec 2019, 6:10 am
Guest, Wachtell, Lipton, Rosen & Katz, on Saturday, December 14, 2019 Tags: Banks, FDIC, Financial institutions, Financial regulation, Mergers & acquisitions Together but Separate: Private Equity Funds Liability for Portfolio Company Pension Obligations Posted by Rick Giovannelli and Ali U. [read post]
17 Apr 2011, 8:21 am
Francis “Frank” Zummach was born in Milwaukee in 1911, and attended Marquette University High School and Marquette University before enrolling in the law school in 1932. [read post]
5 Sep 2009, 8:00 am
Kirby Professor of Investment Banking Duke University Fuqua School of Business William J. [read post]
18 Mar 2015, 3:22 pm
We had an illuminating panel discussion with Sean McKessy (live from the SEC), moderated by David Marshall of Katz, Marshall & Banks. [read post]
