Search for: "PROVIDENCE MUTUAL"
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1 Jan 2020, 6:22 pm
It’s often implied based on mutual actions and words. [read post]
31 Dec 2019, 8:13 am
RIAs must provide a copy of the updated Form ADV Part 2A brochure and Part 2B brochure supplement (Or a summary of changes with an offer to provide the complete brochure) to each “client”. [read post]
31 Dec 2019, 5:40 am
” The terms and conditions embodied in these mandates constitute a mutual mechanism to align the asset managers’ behaviors with the asset owners’ objectives. [read post]
30 Dec 2019, 1:29 pm
The Federal Communications Commission (“FCC”) has changed in its rules for selecting winners from groups of mutually exclusive (“MX”) noncommercial educational full-power radio (“NCE”) and Low Power FM (“LPFM”) applicants and has made it easier for MX applicants to negotiate voluntary time-sharing agreements. [read post]
30 Dec 2019, 1:29 pm
The Federal Communications Commission (“FCC”) has changed in its rules for selecting winners from groups of mutually exclusive (“MX”) noncommercial educational full-power radio (“NCE”) and Low Power FM (“LPFM”) applicants and has made it easier for MX applicants to negotiate voluntary time-sharing agreements. [read post]
30 Dec 2019, 2:10 am
Mutual stubbornness has its rewards. [read post]
26 Dec 2019, 2:00 am
An e-mail from the Internal Revenue Service that says your tax refund was just deposited in your bank account at Washington Mutual, but you don’t have an account at Washington Mutual. [read post]
25 Dec 2019, 9:06 pm
Are Mutual Funds Bad for U.S. [read post]
24 Dec 2019, 7:19 am
Morgan Securities LLC World Financial Group Williams, Minjoe Wells Fargo Clearing Services, LLC National Securities Corporation Wright, Tiana Northwestern Mutual Investment Services LLC FINRA makes this information available, in part, to inform investors about potential red flags or problems with certain stockbrokers. [read post]
24 Dec 2019, 7:01 am
The inaugural event, Drone Venture Day in Bryan, Texas, brought together 39 UAS manufacturers and 12 trusted capital providers to “explore mutually beneficial [business] partnerships…focused on national security concerns. [read post]
23 Dec 2019, 6:14 am
On January 1, Employer sends an email to Employee providing Employee with advance notice that it intends to terminate her employment contract effective January 31. [read post]
22 Dec 2019, 4:12 pm
Crucially, however, the Court held that it ‘cannot’ accept the reasons provided by the Azerbaijan courts as ‘relevant and sufficient’ for imposing the convictions. [read post]
22 Dec 2019, 9:33 am
The outcome of the appeal will hinge on whether the appeals court looks at the aggregate effect of a web of interrelated and mutually-reinforcing practices--or gets bogged down somewhere along the way.This won't be my last post on this case before the appellate hearing. [read post]
21 Dec 2019, 6:07 pm
James testified that the purchase was also a mutual decision and that the parties intended to build a main house on the property in which the family would live, while building other “tiny houses” to be available for rent. [read post]
20 Dec 2019, 11:48 am
The Board reasoned that unlike most other terms and conditions of employment which must be maintained by operation of law, the duty to checkoff dues is rooted in the parties’ contract, rendering said obligation co-terminus with the term of the CBA providing for dues checkoff. [read post]
20 Dec 2019, 9:58 am
Unfortunately, in many cases, the high sales commission may provide some brokers with enough incentive to make unsuitable investment recommendations. [read post]
20 Dec 2019, 7:17 am
If you are one of those lawyers, we would love to hear about a mutually beneficial relationship that provides new and useful State Bar member benefits. [read post]
20 Dec 2019, 4:00 am
Additionally, Rodriguez asserted that his claim for excess coverage under the umbrella policy was wrongfully denied, and that if the umbrella policy does not cover, then Blane Brignac (“Brignac”) and Kerney Trahan (“Trahan”), employees of Mutual Insurance, were liable because they held that the umbrella policy would provide full protection regardless of whether the vehicle was being used for personal or business reasons. [read post]
19 Dec 2019, 10:13 am
Louis Mark Miller (CRD #3054955, Syosset, New York) Without admitting or denying the allegations, Miller consented to the sanction and to the entry of findings that he failed to provide documents and information and appear for on-the-record testimony requested by FINRA in connection with its investigation into allegations that he improperly exercised discretion in customer accounts without prior written authorization.Daniel Gordon Maughan (CRD #2561363, Los Angeles, California)Without… [read post]
19 Dec 2019, 9:37 am
The Patent Act creates two mutually exclusive pathways to challenge an adverse decision by the USPTO. [read post]
