Search for: "Securities Investor Protection Corporation"
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16 Dec 2008, 7:00 pm
A day after the Securities Investor Protection Corporation moved to liquidate Bernard L. [read post]
16 Dec 2008, 9:36 am
Moves to Liquidate Madoffs Firm - Mergers, Acquisitions, Venture Capital, Hedge Funds -- DealBook - New York TimesThe Securities Investor Protection Corporation announced Monday that it would be liquidating the investment firm run by Bernard L. [read post]
16 Dec 2008, 12:05 am
The Securities Investor Protection Corporation announced Monday that it would be liquidating the investment firm run by Bernard L. [read post]
15 Dec 2008, 11:02 pm
The Securities Industry Protection Corporation (SIPC) could be a source of recovery. [read post]
12 Dec 2008, 5:05 pm
Giddens referred questions to officials at the Securities Investor Protection Corporation in Washington, D.C. [read post]
9 Dec 2008, 7:58 am
Last week, more legal trouble hit: The SEC and federal prosecutors both charged the financier with violating securities laws by defrauding investors and banks out of millions of dollars using a scheme that involved scissors and some old-fashioned cutting and pasting. [read post]
9 Dec 2008, 4:20 am
The complaint also names as defendants McGraw Hill Companies, the corporate parent of S&P, and Moody’s. [read post]
8 Dec 2008, 4:21 pm
As the Duke professor explains, that decision provides little protection to audit firms, which certify financial statements and thus are deemed to make public statements to the investors of their corporate clients, while shielding other deep-pocket defendants (such as investment banks) that could contribute to securities settlements. [read post]
8 Dec 2008, 2:00 pm
The institutional investors suing Bank of America bought around $300 million worth of securities, which lost nearly all their value when Heilig-Meyers went bankrupt in 2002. [read post]
8 Dec 2008, 12:50 am
Investors only first learned the truth about Farmer Mac on September 12, 2008, when its shares closed at $16.56, from an open of $23.78, losing over 30% of their value in one day after the Company filed documents with the SEC saying it would incur significant charges due to its exposure to Fannie Mae securities. [read post]
5 Dec 2008, 6:42 pm
Most of these investors will have to decide whether to take legal action in order to protect themselves and their shareholders. [read post]
2 Dec 2008, 12:53 am
The Company characterized the use of these contracts as protection against foreign interest rate volatility and assured investors that this type of trading did not represent "a risk from an economic and financial standpoint. [read post]
28 Nov 2008, 12:14 pm
You can separately subscribe to the IP Think Tank Global week in Review at the Subscribe page: [duncanbucknell.com] Highlights this week included: European Court of Justice raises bar for famous brand owners wishing to prove dilution: Intel Corporation v CPM United Kingdom (Managing Intellectual Property) (IPKat) (IPKat) (Class 46) RPX Corporation – Defensive patent aggregation club (Securing Innovation) (Patent Fools) (Patent Prospector) (Techdirt)… [read post]
26 Nov 2008, 3:10 am
The American would control the newly created Dutch corporation through an Antilles trust company, but his identity as the owner would be protected by the island group's impenetrable secrecy laws. [read post]
23 Nov 2008, 9:52 pm
” Though the settlement contains UBS’s commitment to redeem the securities as par, “the purchases will take place over several years, and corporations with positions of more than $10 million (like Hutchinson) will not be able to start selling their position to UBS until June 30, 2010. [read post]
22 Nov 2008, 4:28 pm
This provides a common pool of knowledge for all investors to use to judge for themselves whether to buy, sell, or hold a particular security. [read post]
19 Nov 2008, 3:42 pm
Securities and Exchange Commission (who now is a board member at RiskMetrics Group), has stated, "If a country does not have a reputation for strong corporate governance practices, capital will flow elsewhere. [read post]
17 Nov 2008, 6:45 pm
Gladstrong Investors (USA) Corp., No. 05‑0721. [read post]
15 Nov 2008, 10:33 pm
The product was a combination of regular CDOs (the pools of loans bundled to investors) and credit default swaps (essentially insurance that bond holders buy to protect themselves against possible default). [read post]
14 Nov 2008, 2:26 am
The Ontario Securities Act The action is brought under the investor protection provisions in Part XXIII.1 of the Ontario Securities Act. [read post]
